Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron S. PaulProEquities, Inc.Waddell & Reed08-25-2016
Adam James LocascioCetera Advisors LLCWaddell & Reed09-06-2018
Barbara Marie SchultzPruco Securities, LLC.Waddell & Reed04-27-2015
Bo Bay ParkScottrade, Inc.Waddell & Reed04-04-2017
Carlos Benavidez Jr.International Assets Advisory, LLCWaddell & Reed03-20-2015
Charles Nathan MeeksCetera Advisors LLCWaddell & Reed04-28-2015
Charles Sainesbury Read Jr.United Planners' Financial Services of America A Limited PartnerWaddell & Reed10-05-2016
Christopher Adam CrowellVALIC Financial Advisors, Inc.Waddell & Reed07-01-2013
Christopher Andrew BarberiniGlobal Financial Private Capital, Inc.Waddell & Reed$2509-30-2014
Daniel Martin CiezLPL Financial LLCWaddell & Reed$2505-06-2013
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
David Paul MeglayUnified Wealth Management LLCWaddell & Reed01-10-2018
Dennis Shane TrippPruco Securities, LLC.Waddell & Reed11-11-2015
Drew Fisher CataneseMetLife Securities Inc.Waddell & Reed01-25-2017
Duncan Comrie DewahlDelta Capital Management, LLCWaddell & Reed07-18-2013
Edward Martin RosenbergSummit Brokerage Services, Inc.Waddell & Reed03-25-2013
Eliut Isaac AliceaG. A. Repple & CompanyWaddell & Reed02-20-2013
Francis T. GormanMML Investors Services, LLCWaddell & Reed04-09-2015
Ian LeveroniProEquities, Inc.Waddell & Reed08-25-2016
Jacob Randall GodfreyProEquities, Inc.Waddell & Reed09-19-2016
James Penn Van PuttenVinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Jeffrey B. JonesPruco Securities, LLC.Waddell & Reed$1007-29-2016
Jens Matthias AlbiezUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed01-30-2018
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed05-29-2019
Jody Green ZellnerThe Jeffrey Matthews Financial Group, L.L.C.Waddell & Reed07-16-2015
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.