Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Marie SchultzPruco Securities, LLC.Waddell & Reed04-27-2015
Christopher Adam CrowellVALIC Financial Advisors, Inc.Waddell & Reed07-01-2013
Daniel Martin CiezLPL Financial LLCWaddell & Reed$2505-06-2013
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Dennis Shane TrippPruco Securities, LLC.Waddell & Reed11-11-2015
Duncan Comrie DewahlDelta Capital Management, LLCWaddell & Reed07-18-2013
Edward Rosenberg, Robert RosenbergSummit Brokerage ServicesWaddell & Reed$5003-25-2013
Jacob Randall GodfreyProEquities, Inc.Waddell & Reed09-19-2016
James Penn Van PuttenVinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Jeffrey B. JonesPruco Securities, LLC.Waddell & Reed$1007-29-2016
Jens Matthias AlbiezUnited Planners' Financial Services of America A Limited PartnerWaddell & Reed01-30-2018
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed05-29-2019
Jody Green ZellnerThe Jeffrey Matthews Financial Group, L.L.C.Waddell & Reed07-16-2015
Jonathan David BaetyAmeriprise Financial Services, Inc.Waddell & Reed$1006-30-2014
Joseph G. SchaeferPruco Securities, LLC.Waddell & Reed07-29-2014
Marcus Abe PennerFifth Third Securities, Inc.Waddell & Reed03-20-2017
Mark Douglas EricsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$1006-14-2010
Matt SurrencyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-07-2013
Matthew Bernard HaushalterProEquities, Inc.Waddell & Reed10-21-2013
Matthew William TonerGradvisorWaddell & Reed05-12-2014
Michael John FulkersonJ.W. Cole Financial, Inc.Waddell & Reed$1007-01-2011
Philip B. PashoH. Beck, Inc.Waddell & Reed$2505-01-2018
Robert Douglas RosenbergSummit Brokerage Services, Inc.Waddell & Reed$5003-25-2013
Robert E. MarshCoastal Equities, Inc.Waddell & Reed05-05-2016
Robert Michael MalinowskiGWN Securities Inc.Waddell & Reed02-07-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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