Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC$103-11-2019
Karl Alvin Ernst Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$20003-05-2019
Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-05-2019
Brent J RamseyProEquities, Inc.Wells Fargo Clearing Services, LLC$102-20-2019
Jeanne Marie GrillFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1002-08-2019
Richard Warren FleccaCetera Advisors LLCWells Fargo Clearing Services, LLC02-01-2019
Sean David McveyNaples Wealth PlanningWells Fargo Clearing Services, LLC01-30-2019
Brian Joseph McdonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
Nicholas Darwin RodkinLincoln InvestmentWells Fargo Clearing Services, LLC$5001-16-2019
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2512-27-2018
Peter Dewey KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Daniel Joseph AbrahamsohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-14-2018
Carlos Enrique VandervisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Michael Todd FelsJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$2511-16-2018
Andres Benjamin SchumacherSynovus Securities, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Ernest Angelo JohnstonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-23-2018
Rebecca Vaughn BromleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-08-2018
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Showing 1 to 25 of 791 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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