Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Albert Hall IIIRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC$10010-02-2020
Ralph Terry PlattRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Peggy Ann ThorltonLPL Financial LLCWells Fargo Clearing Services, LLC$5009-11-2020
Carlos Enrique OrtizMorgan StanleyWells Fargo Clearing Services, LLC09-01-2020
Philippe Emmaneul TrouillotCetera Financial Specialists LLCWells Fargo Clearing Services, LLC08-31-2020
Wilber AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-28-2020
Eric Christian MartinezCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-26-2020
Joyce Ann SheraRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-25-2020
Mitchell Allen HalperinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-25-2020
Brady Edward PedlerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-25-2020
Joseph A SantanaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$11808-25-2020
Jon Kyle WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC08-20-2020
Christian Habib GreenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2020
Kerry HainesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-07-2020
Richard Scott WeinerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15007-10-2020
Frank Thomas Guerriero JrMorgan StanleyWells Fargo Clearing Services, LLC$5006-25-2020
Gary Owen FinneganAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-12-2020
Leonardo Jose ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-09-2020
Pedro Jose EscobarAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2020
Daniel Reed GainesLPL Financial LLCWells Fargo Clearing Services, LLC$15005-27-2020
Nicole Michelle AllegrettoSynovus Securities, Inc.Wells Fargo Clearing Services, LLC05-26-2020
Brian Joseph ViscontiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-21-2020
Marc Anthony MorellSnowden Account Services LLCWells Fargo Clearing Services, LLC$5005-01-2020
Ferid JusufovicMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-01-2020
John Aloysius Hodges IIILPL Financial LLCWells Fargo Clearing Services, LLC04-27-2020
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Showing 1 to 25 of 619 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.