Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey OliverioSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Mark J Elliott Scott R Friedman Darren Dawson John A KentSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$53404-22-2016
Robert LepaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9409-27-2018
Todd SmilerLPL Financial LLCWells Fargo Clearing Services, LLC$5510-31-2016
Henrique Pinheiro Diogo ScelzaBolton Global CapitalWells Fargo Clearing Services, LLC$18509-16-2016
Ryan RechLPL Financial LLCWells Fargo Clearing Services, LLC$10007-09-2015
Christopher CliffordLPL Financial LLCWells Fargo Clearing Services, LLC$10007-07-2015
John RojasAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7002-06-2015
Leasha D Flammio-WatsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9003-01-2013
Manuel CasaresSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5003-14-2012
Alison JankeSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$8504-15-2011
Dan McSheaCapital Guardian Trust CompanyWells Fargo Clearing Services, LLC$6503-22-2011
John MalatinoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$18001-17-2020
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4007-12-2019
Karl Ernst Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$19603-05-2019
John Perry Patrick Durham and Robin JohnsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$16009-28-2018
Nick SteinbachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6009-25-2018
Gary Weissman Eric DionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$60005-18-2018
Joseph Bivona Thomas J Bivona Robert R ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$92504-17-2018
Nicholas Dukas Jason DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14008-18-2017
Marcelo Poliak Pablo Gherardi Guillermo Guerra Nicholas CoubroughJefferies LLCWells Fargo Clearing Services, LLC$1,50005-05-2017
Keith Epstein Andrew OremlandRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$24312-19-2016
Jeff Cohen Christian Clinton Jena BurrowsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$34310-26-2016
Henry Berg Glen MagloffStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$25005-19-2016
Michael SkowfoeHighTower Advisors, LLCWells Fargo Clearing Services, LLC$1,00001-17-2016
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Showing 1 to 25 of 619 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.