Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julio GuemesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-15-2019
John Edward Farren Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-20-2019
Howard Edward Burgess Jr.Capitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$5009-06-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-31-2019
Kevin Robert KrisowatyLeumi Investment Services Inc.Wells Fargo Clearing Services, LLC07-17-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Yvonne Lisa McGuireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Felipe Juan Antonio ColonLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-27-2019
Victor Joseph Droubie Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-19-2019
John Paul KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
David Glen PearlmanJaffeTilchin Investment Partners, LLCWells Fargo Clearing Services, LLC06-04-2019
Armando Humberto BermudezHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-29-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Veronica Patricia McLeodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-17-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Eugene LevitMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-16-2019
Jordan Michael AlhadeffMurray Street Capital Advisors, LLCWells Fargo Clearing Services, LLC04-11-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Casey A. MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Marc Damon HallickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-02-2019
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Showing 1 to 25 of 416 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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