Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC01-02-2009
Richard M. ArduengoSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC02-06-2009
Mark H. PearceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Wendy Beth NamackCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-13-2009
Steven Thomas MossLPL Financial LLCWells Fargo Clearing Services, LLC03-06-2009
Jeffrey WarrenOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Kristen Janis WhittenJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-20-2009
Charles Michael Fernandez, Kerry Marie KinsellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-24-2009
Linda Lea CoulesEdward JonesWells Fargo Clearing Services, LLC05-11-2009
Cortes Trevor BickingLPL Financial LLCWells Fargo Clearing Services, LLC$2505-12-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-19-2009
Christopher John JacobiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$20005-28-2009
Luther Matthew Byrd, Paul Lindsey HarpMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-29-2009
Steven Lawrence LevinsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-12-2009
Linda Renee CollinsEdward JonesWells Fargo Clearing Services, LLC$5006-26-2009
Bret Rodrick TackettTackett Wealth Management, LLCWells Fargo Clearing Services, LLC06-26-2009
Kenneth L. WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Kelly J. CartierCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-24-2009
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-06-2009
Steven Manson SwannMorgan StanleyWells Fargo Clearing Services, LLC$5008-24-2009
Geoffrey Allen JonesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-02-2009
John Carlos CoutoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5010-06-2009
Constantine John TsonasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-13-2009
Samuel Lynn LafeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-09-2009
Walker Sleight HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5012-01-2009
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Showing 1 to 25 of 414 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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