Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriano Batista ConradoMorgan StanleyWells Fargo Clearing Services, LLC04-04-2014
Alejandro Vinicio CabreraMorgan StanleyWells Fargo Clearing Services, LLC11-16-2012
Angel Luis ColinaMorgan StanleyWells Fargo Clearing Services, LLC$2508-02-2012
Benjamin Joshua CohenMorgan StanleyWells Fargo Clearing Services, LLC07-02-2012
Casey Patrick O'ConnorMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
Corey Jon EngelhardMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2014
Craig Anthony RoyesMorgan StanleyWells Fargo Clearing Services, LLC07-12-2017
David Allen WhiteMorgan StanleyWells Fargo Clearing Services, LLC01-24-2014
David Joseph Stella, Theresa Ann WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$10010-14-2016
Dennis Michael OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-24-2016
Donald Wesley Dawson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2510-14-2011
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Eric Charles LocheMorgan StanleyWells Fargo Clearing Services, LLC$15003-28-2014
Eric Dean ForsythMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
George Ronald HoosMorgan StanleyWells Fargo Clearing Services, LLC$20002-15-2013
James Charles DunnMorgan StanleyWells Fargo Clearing Services, LLC04-22-2016
Jeff Richard BankMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Joel J. Gravina Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-09-2015
John Patrick PatatMorgan StanleyWells Fargo Clearing Services, LLC$10010-25-2012
Kathy Lynn FrancolettiMorgan StanleyWells Fargo Clearing Services, LLC08-12-2011
Leon CiobataruMorgan StanleyWells Fargo Clearing Services, LLC$10010-29-2012
Linda Renee GoodsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-03-2014
Luis Rafael BonillaMorgan StanleyWells Fargo Clearing Services, LLC03-11-2010
Luiz Fernando BoruchowskiMorgan StanleyWells Fargo Clearing Services, LLC$10010-29-2012
Maria Teresa Oliva, Robert Andrew OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-28-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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