Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Christopher Robert DavisAXA Advisors, LLCMWA Financial Services Inc.09-14-2018
Mitchell Craig GlassAXA Advisors, LLCHilltop Securities Independent Network Inc.$5009-07-2018
Carlo Umberto Della MeaAXA Advisors, LLCLincoln Investment$108-15-2018
Denise Marie MadnickAXA Advisors, LLCRaymond James & Associates, Inc.05-08-2018
Anthony Thomas KlingseisenAXA Advisors, LLCQuestar Capital Corporation$5002-26-2018
Eric Franz JamesAXA Advisors, LLCPNC Investments$2502-13-2018
William Scott WilliamsAXA Advisors, LLCMetLife Investors Distribution Company02-09-2018
Luciano Silveira Di ClaroAXA Advisors, LLCGreat Point Capital LLC01-04-2018
Angela C QuintanaAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC10-13-2017
John Richard Bentubo Jr.AXA Advisors, LLCMML Investors Services, LLC09-27-2017
Laurence Eugene DevallAXA Advisors, LLCBankers Life Securities, Inc.06-19-2017
KURTIS Scott TUCKERAXA Advisors, LLCIndependent Financial Partners05-03-2017
Nenad KojicAXA Advisors, LLCFirst Command Financial Planning, Inc.02-16-2017
Marie Catherine Fikus BaumgartnerAXA Advisors, LLCHalliday Financial, LLC10-14-2016
Lorentz KristiansenAXA Advisors, LLCMetLife Securities Inc.$109-07-2016
John Carlos GaleAXA Advisors, LLCVALIC Financial Advisors, Inc.08-04-2016
Michael Case SmithAXA Advisors, LLCRWM Asset Management, LLC07-26-2016
James Damon MasseyAXA Advisors, LLCCsfbdirect, Inc.07-13-2016
Maxyne Brill TrompeterAXA Advisors, LLCUBS Financial Services Inc.07-11-2016
Andrew RaskinAXA Advisors, LLCWells Fargo Clearing Services, LLC06-30-2016
Lori A MccordAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Mariano Farid LlosaAXA Advisors, LLCSouthern Trust Securities, Inc.03-15-2016
Jeffrey Wayne OglanderAXA Advisors, LLCW&S Brokerage Services, Inc.02-23-2016
William Patrick O'ConnorAXA Advisors, LLCVALIC Financial Advisors, Inc.02-10-2016
Next Page »

Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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