Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Douglas LorraineAegis Capital Corp.Revere Securities LLC$10010-07-2013
Alain Alberto OhayonAegis Capital Corp.Dominick & Dickerman LLC09-17-2013
Alan Zelig AppelbaumAegis Capital Corp.Herbert J. Sims & Co, Inc.$5007-08-2015
Casey R MillerAegis Capital Corp.Raymond James & Associates, Inc.12-08-2015
Damian Louis MamaneAegis Capital Corp.IAA Financial LLC03-21-2014
David Ferri Michael McDonaldAegis Capital Corp.JHS Capital Advisors, LLC$6002-04-2011
David Nicholas FerriAegis Capital Corp.JHS Capital Advisors, LLC$15001-03-2011
Dennis Daniel HerreraAegis Capital Corp.Laidlaw & Company (UK) Ltd.03-08-2016
Enrique Janus GardanoAegis Capital Corp.Capital Guardian, LLC09-03-2015
Felix Rafael FuertesAegis Capital Corp.Northeast Securities, Inc.$8404-21-2017
Gerald Warren SeigelAegis Capital Corp.JHS Capital Advisors, LLC$15006-17-2015
James A GouldAegis Capital Corp.Raymond James & Associates, Inc.12-21-2015
James Samuel KaufmanAegis Capital Corp.Raymond James & Associates, Inc.12-22-2015
John Kenneth PritchardAegis Capital Corp.Janney Montgomery Scott LLC$15012-05-2016
Jon Raymond LeeAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Joseph Anthony RomanoAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Julian Irwin StooplerAegis Capital Corp.Oppenheimer & Co. Inc.03-27-2015
Keith M CurtisAegis Capital Corp.JHS Capital Advisors, LLC06-17-2015
Kirkwood Mario FarringtonAegis Capital Corp.GunnAllen Financial, Inc03-25-2010
Matthew Steven GaerAegis Capital Corp.Oppenheimer & Co. Inc.11-08-2016
Michael Howard CohenAegis Capital Corp.Wells Fargo Clearing Services, LLC08-26-2016
Paul Anthony FalconAegis Capital Corp.Levelx Capital LLC07-19-2013
Rick Alan DavidsonAegis Capital Corp.National Asset Management, Inc.$2507-31-2020
Sameer MalikAegis Capital Corp.Columbus Advisory Group, Ltd.07-10-2015
Scott Wayne PowellAegis Capital Corp.Lincoln Financial Securities Corporation04-14-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.