Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott C. BarberAmeriprise Financial Services, Inc.AllianceBernstein L.P.11-21-2016
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Jane Ballard FontaineAmeriprise Financial Services, Inc.AXA Advisors, LLC$5006-21-2018
Jose DelgadoAmeriprise Financial Services, Inc.AXA Advisors, LLC02-13-2015
Michael Anthony LipscombAmeriprise Financial Services, Inc.B. Riley Wealth Management08-27-2014
Charles Marchal Rebhan Jr.Ameriprise Financial Services, Inc.BBVA Compass Investment Solutions, Inc.$5002-17-2012
Kevin Daniel MaherAmeriprise Financial Services, Inc.BBVA Compass Investment Solutions, Inc.$1006-17-2011
Marc Leonard BreuerAmeriprise Financial Services, Inc.Benjamin F. Edwards & Company, Inc.$25002-01-2018
Michael Joseph TestoniAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-31-2017
Richard Stanislaus RoutieAmeriprise Financial Services, Inc.Chase Investment Services Corp.05-20-2011
Michael David BarkerAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2011
John E. LedfordAmeriprise Financial Services, Inc.Commonwealth Financial Network$13809-05-2014
John Edward LedfordAmeriprise Financial Services, Inc.Commonwealth Financial Network$5009-05-2014
Eric John ReinholdAmeriprise Financial Services, Inc.Commonwealth Financial Network$2501-31-2013
Stanley Irvin RoyAmeriprise Financial Services, Inc.CSSC Brokerage Services, Inc.09-19-2018
Gregory Lynn PlanckAmeriprise Financial Services, Inc.Deutsche Bank Securities Inc.$5008-31-2012
Benjamin A. ReepAmeriprise Financial Services, Inc.Edward Jones05-03-2019
Julie Gay MekhailAmeriprise Financial Services, Inc.Edward Jones$1003-31-2017
Debra Carol TalaricoAmeriprise Financial Services, Inc.Edward Jones$2507-31-2015
Jacob Brady HollingsworthAmeriprise Financial Services, Inc.Fidelity Investments Institutional Services Company, Inc.04-29-2013
Robert Hugh MaioccoAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.$2510-15-2013
Santo MontalbanoAmeriprise Financial Services, Inc.FS Investment Solutions, LLC$10003-14-2016
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise Financial Services, Inc.FSC Securities$44410-29-2018
Dale Lawrence CebertAmeriprise Financial Services, Inc.FSC Securities Corporation$25008-15-2018
Scott Henry MaxwellAmeriprise Financial Services, Inc.FSC Securities Corporation$25008-15-2018
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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