Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Helen Von Dolteren-FournAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc08-23-2019
Michael FeuryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-12-2019
Benjamin A. ReepAmeriprise Financial Services, Inc.Edward Jones05-03-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Dustin Lee PriceAmeriprise Financial Services, Inc.Securian Financial Services, Inc.04-08-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.01-04-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Scott Alan SandersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated12-07-2018
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Karen Michelle VittAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC11-01-2018
Jonathan James DiricoAmeriprise Financial Services, Inc.Pruco Securities, LLC.10-19-2018
Harold Jay LauberAmeriprise Financial Services, Inc.Herbert J. Sims & Co, Inc.10-16-2018
Stanley Irvin RoyAmeriprise Financial Services, Inc.CSSC Brokerage Services, Inc.09-19-2018
Travis James ReapAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-24-2018
Chad Anthony NobleAmeriprise Financial Services, Inc.FSC Securities Corporation08-15-2018
Lucas Frank MooreAmeriprise Financial Services, Inc.IFS Securities08-13-2018
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Jack Lee KaplanAmeriprise Financial Services, Inc.Mora WM Securities08-03-2018
Christine Ellen WiederholdAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-28-2018
Kristopher Raworth WallAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-12-2018
Mark Ernest LaflammeAmeriprise Financial Services, Inc.Girard Securities, Inc.12-07-2017
Michael Taylor HensonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Misael Ramon Lugo IIIAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.11-10-2017
Michael Joseph TestoniAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-31-2017
Wanda Lynn GoodAmeriprise Financial Services, Inc.LPL Financial LLC10-25-2017
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Showing 1 to 25 of 315 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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