Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin David OsterbergerAmeriprise Financial Services, LLCUBS Financial Services Inc.09-25-2020
Adrian Davis De MontluzinAmeriprise Financial Services, LLCUBS Financial Services Inc.$10009-11-2020
Evan Ernest WhittleAmeriprise Financial Services, LLCMML Investors Services, LLC09-09-2020
Dylan Max PfefferAmeriprise Financial Services, LLCNYLIFE Distributors LLC09-09-2020
Kevin Paul LydonAmeriprise Financial Services, LLCMorgan Stanley$5009-04-2020
Andrew M WatkinsAmeriprise Financial Services, LLCMorgan Stanley$15009-04-2020
Jeremy Keith CarverAmeriprise Financial Services, LLCEdward Jones$15009-04-2020
Eric Cutler IngeAmeriprise Financial Services, LLCAsset Advisors of America, LLC08-20-2020
Dennis Eugene Lott JrAmeriprise Financial Services, LLCJ. W. Cole Advisors, Inc.07-29-2020
Shelly J DonovanAmeriprise Financial Services, LLCNational Securities Corporation$5007-13-2020
Richard Scott WeinerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15007-10-2020
Peter Michael HeidtAmeriprise Financial Services, LLCMorgan Stanley$10007-02-2020
Christopher Michael SquiresAmeriprise Financial Services, LLCCollaborative Wealth07-01-2020
John Anthony MeloAmeriprise Financial Services, LLCCollaborative Wealth07-01-2020
Kathleen Ann CrowleyAmeriprise Financial Services, LLCRaymond James & Associates, Inc.06-30-2020
Adrienne Deanna DavisAmeriprise Financial Services, LLCRaymond James & Associates, Inc.06-30-2020
Michael Thomas WilliamsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-19-2020
Gary Owen FinneganAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-12-2020
Pedro Jose EscobarAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2020
Peter Jude ArdolinoAmeriprise Financial Services, LLCCentury Securities Associates, Inc.05-08-2020
Ellen Carol ZaneAmeriprise Financial Services, LLCUBS Financial Services Inc.$18103-20-2020
Simon John WheeldonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10003-20-2020
Francine Kay RubinsteinAmeriprise Financial Services, LLCSecurian Financial Services, Inc.$2503-11-2020
William E Ward IIIAmeriprise Financial Services, LLCAegis Capital Corp.03-11-2020
Samuel Peter BartolettaAmeriprise Financial Services, LLCMorgan Stanley$10003-06-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.