Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Scott WeinerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15007-10-2020
Gary Owen FinneganAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-12-2020
Pedro Jose EscobarAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-05-2020
Christopher John ErbeckAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-16-2019
Veronica Patricia McleodAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-17-2019
Robert Edward Armstrong JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00005-06-2019
Robert LepaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9409-27-2018
John Robert Anastasia JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15008-31-2018
Travis James ReapAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-24-2018
Robert Arthur LepaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10007-27-2018
Joseph Howard Kennedy JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2505-04-2018
David Christopher WhaleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-04-2018
Jorge Louis TorrensAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-25-2018
Michael Taylor HensonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-01-2017
Lewis Edward WollenweberAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5011-03-2017
Timothy John WagnerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2507-07-2017
Melvin Dexter KornegayAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-29-2016
Michael Blaine WalderAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5004-02-2015
John RojasAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7002-06-2015
John Anthony RojasAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-06-2015
Steven LevinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-25-2014
Lewis Jay CohenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10007-11-2014
William Halsey Blankenship IiAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-16-2014
Richard Hill Turner JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2512-13-2013
Edward William LombardAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-30-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.