Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando Juan PosadaBB&T Securities, LLCInvestment Professionals, Inc.03-05-2018
Osmani PaulinoBB&T Securities, LLCJ.P. Morgan Securities LLC05-31-2019
Wesley James ThomasBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2018
Michael John CichonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-07-2018
Marc Jonathan TendlerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-08-2013
Eduardo Flores-VegaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Gordon Bayard KellamBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Steven Redic CereBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Edward John GrimpeBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2013
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
John T. FulbrightBB&T Securities, LLCMorgan Stanley06-20-2018
Adam C. RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Lewis Howard RobinsonBB&T Securities, LLCMorgan Stanley$10002-09-2016
Esteban HernandezBB&T Securities, LLCMorgan Stanley10-06-2014
Belkys MejiaBB&T Securities, LLCPrincipal Securities, Inc.$15004-03-2018
Greyson H. HuberBB&T Securities, LLCPruco Securities, LLC.03-27-2018
Amy Robin RaismanBB&T Securities, LLCSecurities America, Inc.$10003-09-2016
Owen WilsonBB&T Securities, LLCUBS Financial Services Inc.08-06-2018
Denise Lynn PelozaBB&T Securities, LLCUBS Financial Services Inc.09-13-2016
Paul Steven HarrisBB&T Securities, LLCUBS Financial Services Inc.07-15-2016
Michael Jonathan KravitzBB&T Securities, LLCUBS Financial Services Inc.$10007-15-2016
Elizabeth Carolyn MayBB&T Securities, LLCUBS Financial Services Inc.$10007-12-2016
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$5004-22-2016
Howard Steven WalzerBB&T Securities, LLCUBS Financial Services Inc.12-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.