Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Alex Michael FontanaBB&T Securities, LLCWells Fargo Clearing Services, LLC10-12-2015
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Amber Russell PattesonBB&T Securities, LLCWells Fargo Clearing Services, LLC08-04-2014
Amy Robin RaismanBB&T Securities, LLCSecurities America, Inc.$10003-09-2016
Anthony James MazzoBB&T Securities, LLCUBS Financial Services Inc.$5004-22-2016
Belkys MejiaBB&T Securities, LLCPrincipal Securities, Inc.$15004-03-2018
Brian AmsterBB&T Securities, LLCUBS Financial Services Incorporated of Puerto Rico$5007-15-2016
Brian Paul KleinBB&T Securities, LLCWells Fargo Clearing Services, LLC03-13-2018
Charles Dean CristBB&T Securities, LLCWells Fargo Clearing Services, LLC08-29-2014
Charles William GillinghamBB&T Securities, LLCWells Fargo Clearing Services, LLC$15008-29-2014
Christopher Mark MundwilerBB&T Securities, LLCWells Fargo Clearing Services, LLC10-24-2014
Darryl David TannerBB&T Securities, LLCWells Fargo Clearing Services, LLC08-29-2014
David Harry BerardBB&T Securities, LLCWells Fargo Clearing Services, LLC$15006-05-2015
Denise Lynn PelozaBB&T Securities, LLCUBS Financial Services Inc.09-13-2016
Eduardo Flores-VegaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Edward John GrimpeBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-02-2013
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$5001-09-2019
Elizabeth Carolyn MayBB&T Securities, LLCUBS Financial Services Inc.$10007-12-2016
Esteban HernandezBB&T Securities, LLCMorgan Stanley10-06-2014
Fernando Juan PosadaBB&T Securities, LLCInvestment Professionals, Inc.03-05-2018
Gordon Bayard KellamBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Greyson H. HuberBB&T Securities, LLCPruco Securities, LLC.03-27-2018
Howard Steven WalzerBB&T Securities, LLCUBS Financial Services Inc.12-18-2015
Jeffrey Alan TuckerBB&T Securities, LLCWells Fargo Clearing Services, LLC$15010-12-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.