Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Robert Merrill SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Jeffrey John KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation$111-01-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Stephen Rocco FacellaCambridge Investment Research, Inc.Kovack Securities Inc.$5009-20-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-10-2018
Jason D HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
Matthew Jay DernisCambridge Investment Research, Inc.Fortune 360 Group LLC$5005-18-2018
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
John William Oakley IIICambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-01-2018
Gregory Patrick SmyreCambridge Investment Research, Inc.Park Avenue Securities LLC$5001-30-2018
Kevin Paul SullivanCambridge Investment Research, Inc.Century Securities Associates, Inc.$2512-06-2017
Leonard Michael DavolioCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-21-2017
James Leslie MartinCambridge Investment Research, Inc.Ameritas Investment Corp.$2510-02-2017
Richard Dean GodfreyCambridge Investment Research, Inc.Ameritas Investment Corp.09-12-2017
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Brent Michael WadzitaCambridge Investment Research, Inc.Ameritas Investment Corp.09-08-2017
Paul Daniel MillerCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Charles David WoldenbergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4612-01-2016
William Edward ChrabotCambridge Investment Research, Inc.First Heartland Capital, Inc.11-16-2016
Eric Wayne FilkinsCambridge Investment Research, Inc.Signator Investors, Inc.08-04-2016
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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