Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Edward PodawiltzCambridge Investment Research, Inc.Commonwealth Financial Network$5011-01-2019
David W. Huffman, David R. HuffmanCambridge Investment Research, Inc.H. Beck Inc.$26509-23-2019
Jeffrey Stuart LazarCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
John Emery DonderoCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Jason FaganCambridge Investment Research, Inc.The O.N. Equity Sales Company09-20-2019
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Advisory Services08-01-2019
Christian Timothy StearnsCambridge Investment Research, Inc.First Command Advisory Services$15008-01-2019
Douglas W. McCallCambridge Investment Research, Inc.Investacorp Advisory Services Inc08-01-2019
Christian Timothy StearnsCambridge Investment Research, Inc.First Command Advisory Services$15008-01-2019
Christian Timothy StearnsCambridge Investment Research, Inc.First Command Advisory Services$15008-01-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.PFS Investments Inc.07-16-2019
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-20-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Robert M. SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Jeffrey J. KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Stephen R FacellaCambridge Investment Research, Inc.Kovack Securities Inc.$25009-20-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-10-2018
Jason D. HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
Daniel Justin DunnCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$15006-01-2018
Matthew Jay DernisCambridge Investment Research, Inc.Fortune 360 Group LLC$5005-18-2018
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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