Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Frank MoharCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.01-02-2009
William John HahnCambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-13-2009
Danny Howard ClarkCambridge Investment Research, Inc.Citigroup Global Markets Inc.$5003-13-2009
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$5005-11-2009
Scott John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.$5006-17-2009
Shirley Jean DysonCambridge Investment Research, Inc.Next Financial Group, Inc.06-19-2009
Charles Howard DrysdaleCambridge Investment Research, Inc.SagePoint Financial, Inc.06-26-2009
James Carter CribbCambridge Investment Research, Inc.SagePoint Financial, Inc.06-26-2009
Kelly J CartierCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$5007-24-2009
Aaron Walter NiecCambridge Investment Research, Inc.SagePoint Financial, Inc.$2508-05-2009
Gordon F JaegerCambridge Investment Research, Inc.RBC Capital Markets, LLC$111-05-2009
Barrington Darby BrowerCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation01-01-2010
David J LlewellynCambridge Investment Research, Inc.Edward Jones$2509-17-2010
Demian Emilio PentonCambridge Investment Research, Inc.Edward Jones$1009-17-2010
Rebecca Leigh Jones-BarnesCambridge Investment Research, Inc.Edward Jones$2509-17-2010
Christopher Hampton ReuschleCambridge Investment Research, Inc.Brewer Financial Services, LLC$5011-15-2010
Kenneth Albert Friedman Jr.Cambridge Investment Research, Inc.Brewer Financial Services, LLC$2511-15-2010
Kimberly Ann NewsomeCambridge Investment Research, Inc.Brewer Financial Services, LLC$2311-15-2010
Stuart Tracy WinfreeCambridge Investment Research, Inc.Brewer Financial Services, LLC$1011-15-2010
Kent Wakefield MckeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5005-18-2011
Gregory David GibsonCambridge Investment Research, Inc.Allstate Financial Services, LLC$108-18-2011
Thomas Rupert HayesCambridge Investment Research, Inc.Tower Square Securities, Inc.$109-30-2011
Marlo Whitaker DemossCambridge Investment Research, Inc.Tower Square Securities, Inc.$2510-26-2011
Patricia Bayley MullCambridge Investment Research, Inc.Newbridge Securities Corporation12-16-2011
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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