Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachry Barrett MarshallCambridge Investment Research, Inc.First Command Brokerage Services, Inc.02-07-2020
William Edward ChrabotCambridge Investment Research, Inc.First Heartland Capital, Inc.11-16-2016
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
William Arthur Grigat JrCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
William Anthony RootCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
Wilfred Joseph Brockman JrCambridge Investment Research, Inc.B. Riley Wealth Management$5012-17-2010
Von D Dorcus Cook IICambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2507-13-2018
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$5005-11-2009
Victor CalatravaCambridge Investment Research, Inc.John Hancock Distributors LLC02-25-2020
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
Travon SextonCambridge Investment Research, Inc.New England Securities09-17-2013
Timothy John BolCambridge Investment Research, Inc.MML Investors Services, LLC07-18-2018
Thomas Rupert HayesCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Theresa Marie ChenCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.02-19-2019
Stuart Tracy WinfreeCambridge Investment Research, Inc.Brewer Financial Services, LLC$1011-15-2010
Stephen R FacellaCambridge Investment Research, Inc.Kovack Advisors, Inc.$5009-20-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Spiros VassilakosCambridge Investment Research, Inc.SagePoint Financial, Inc.06-30-2020
Scott John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.06-17-2009
Salvatore James RiccoCambridge Investment Research, Inc.GFA Securities, LLC$5010-16-2009
Robin Faith WolffCambridge Investment Research, Inc.Pruco Securities, LLC.02-01-2012
Robert M SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Richard Kendall HawesCambridge Investment Research, Inc.Sigma Financial Corporation06-01-2015
Richard Joseph CurleyCambridge Investment Research, Inc.Kenilworth Asset Management, LLC11-01-2013
Richard Eugene Harman IIICambridge Investment Research, Inc.LPL Financial LLC$2504-17-2018
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.