Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason FaganCambridge Investment Research, Inc.The O.N. Equity Sales Company09-20-2019
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Advisory Services08-01-2019
Douglas W. McCallCambridge Investment Research, Inc.Investacorp Advisory Services Inc08-01-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.PFS Investments Inc.07-16-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-10-2018
Jason D. HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
Patrick HartCambridge Investment Research, Inc.Investment Planners, Inc.05-01-2018
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Glenn Alan McKinneyCambridge Investment Research, Inc.Lincoln Financial Securities Corporation02-01-2018
John William Oakley IIICambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-01-2018
Kevin Paul SullivanCambridge Investment Research, Inc.Century Securities Associates, Inc.12-06-2017
Leonard Michael DavolioCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-21-2017
Richard Dean GodfreyCambridge Investment Research, Inc.Ameritas Investment Corp.09-12-2017
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Brent Michael WadzitaCambridge Investment Research, Inc.Ameritas Investment Corp.09-08-2017
William Edward ChrabotCambridge Investment Research, Inc.First Heartland Capital, Inc.11-16-2016
Eric W. FilkinsCambridge Investment Research, Inc.Signator Investors, Inc.08-04-2016
John Jairo QuinteroCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-10-2016
Lisa Marie VignolaCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-19-2016
Patrick Gerard LanzaCambridge Investment Research, Inc.HD Vest Investment Services02-16-2016
Next Page »

Showing 1 to 25 of 82 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.