Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Edward ChrabotCambridge Investment Research, Inc.First Heartland Capital, Inc.11-16-2016
Eric Wayne FilkinsCambridge Investment Research, Inc.Signator Investors, Inc.08-04-2016
Doug L CoadCambridge Investment Research, Inc.Edward Jones07-01-2016
Shreya ModiCambridge Investment Research, Inc.C C F Investments, Inc.06-27-2016
John Jairo QuinteroCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-10-2016
David Robert Pettit IIICambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2504-19-2016
Lisa Marie VignolaCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-19-2016
Jacob Anthony KozmicCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$14904-05-2016
Patrick Gerard LanzaCambridge Investment Research, Inc.HD Vest Investment Services$102-16-2016
Daniel Clifford BelcherCambridge Investment Research, Inc.Commonwealth Financial Network$2501-05-2016
Kim David LarkinCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2511-16-2015
John H. SavinCambridge Investment Research, Inc.Newbridge Securities Corporation10-15-2015
Adam David ParksCambridge Investment Research, Inc.First Command Financial Planning, Inc.$2509-18-2015
Kimberly Kay KendrotCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5009-01-2015
Laura Katherine SchmidtCambridge Investment Research, Inc.Raymond James Financial Services, Inc.07-13-2015
Stephen Anthony TaylorCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$102-18-2015
David Alan AndersonCambridge Investment Research, Inc.C C F Investments, Inc.$102-11-2015
Geoffrey Brian KasherCambridge Investment Research, Inc.MetLife Securities Inc.01-20-2015
Elisabeth Anne DavisCambridge Investment Research, Inc.Independent Financial Partners12-09-2014
Ashley Ali SheridanCambridge Investment Research, Inc.Geneos Wealth Management, Inc.09-19-2014
Bennett J LeiserCambridge Investment Research, Inc.MetLife Securities Inc.09-08-2014
Polly M WatsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$2509-08-2014
Carl John LabrunaCambridge Investment Research, Inc.J.P. Morgan Securities LLC$15004-04-2014
Ivan Gaste UszticsCambridge Investment Research, Inc.Voya Financial Advisors, Inc.03-07-2014
Roland Wayne SwintekCambridge Investment Research, Inc.Edward Jones03-05-2014
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Showing 26 to 50 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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