Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Anthony WaltonCambridge Investment Research, Inc.Morgan Stanley$2502-28-2014
Joel David HelmCambridge Investment Research, Inc.LPL Financial LLC02-10-2014
Christopher Michael DinataleCambridge Investment Research, Inc.MetLife Securities Inc.01-06-2014
Michael Claude MarshallCambridge Investment Research, Inc.MetLife Securities Inc.01-06-2014
Matthew James RuttenbergCambridge Investment Research, Inc.J.W. Cole Financial, Inc.10-23-2013
Manuel Rosas ChavezCambridge Investment Research, Inc.Morgan Stanley10-11-2013
Jose Luis MartinCambridge Investment Research, Inc.MetLife Securities Inc.$2507-01-2013
Michael Lane MclaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Michael Joseph TestoniCambridge Investment Research, Inc.Investors Capital Corp.11-08-2012
Mary Kathleen Brown-ThibodeauCambridge Investment Research, Inc.Edward Jones$1008-31-2012
Matthew C GrayCambridge Investment Research, Inc.MML Investors Services, LLC08-28-2012
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$5006-11-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Patricia Bayley MullCambridge Investment Research, Inc.Newbridge Securities Corporation12-16-2011
Marlo Whitaker DemossCambridge Investment Research, Inc.Tower Square Securities, Inc.$2510-26-2011
Thomas Rupert HayesCambridge Investment Research, Inc.Tower Square Securities, Inc.$109-30-2011
Gregory David GibsonCambridge Investment Research, Inc.Allstate Financial Services, LLC$108-18-2011
Kent Wakefield MckeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5005-18-2011
Christopher Hampton ReuschleCambridge Investment Research, Inc.Brewer Financial Services, LLC$5011-15-2010
Kenneth Albert Friedman Jr.Cambridge Investment Research, Inc.Brewer Financial Services, LLC$2511-15-2010
Kimberly Ann NewsomeCambridge Investment Research, Inc.Brewer Financial Services, LLC$2311-15-2010
Stuart Tracy WinfreeCambridge Investment Research, Inc.Brewer Financial Services, LLC$1011-15-2010
David J LlewellynCambridge Investment Research, Inc.Edward Jones$2509-17-2010
Demian Emilio PentonCambridge Investment Research, Inc.Edward Jones$1009-17-2010
Rebecca Leigh Jones-BarnesCambridge Investment Research, Inc.Edward Jones$2509-17-2010
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Showing 51 to 75 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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