Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.PFS Investments Inc.07-16-2019
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Robert M. SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Theresa Marie ChenCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.02-19-2019
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Jonathan M. LongCambridge Investment Research, Inc.Cetera Financial Specialists LLC01-14-2019
Jeffrey J. KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Arthur Lee Boyd IIICambridge Investment Research, Inc.SunTrust Advisory Services, Inc.$1,00011-01-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Paul Scott HarrisCambridge Investment Research, Inc.Southern Trust Financial Planning$5010-01-2018
Stephen R FacellaCambridge Investment Research, Inc.Kovack Advisors, Inc.$25009-20-2018
Kenton Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC$5009-18-2018
Edmund Dean WilsonCambridge Investment Research, Inc.LPL Financial LLC09-18-2018
Conrad Martin BanspachCambridge Investment Research, Inc.LPL Financial LLC09-18-2018
Andrew Lee SinclairCambridge Investment Research, Inc.Synovus Securities, Inc.09-17-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-10-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.