Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Sherril HemmerCetera Advisor Networks LLCCoordinated Capital Securities, Inc.11-08-2016
Garth Ovead MoreauCetera Advisor Networks LLCEdward Jones11-17-2014
Kenneth Edward AllgoodCetera Advisor Networks LLCGirard Securities, Inc.10-27-2017
Christopher Douglas GleasonCetera Advisor Networks LLCGirard Securities, Inc.09-06-2017
Kenneth BernsteinCetera Advisor Networks LLCNorth Ridge Securities Corp.01-24-2019
Don KalogerasCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Paul Scott PaskaCetera Advisor Networks LLCNorthern Lights Distributors, LLC12-01-2015
James PhillipsCetera Advisor Networks LLCPNC Investments11-30-2012
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
Bernard KieselCetera Advisor Networks LLCQuestar Capital Corporation09-03-2015
Frank James ParkerCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$7504-14-2015
Matthew V. GoldCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Christopher Richard BartkusCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Francis Peter SearingCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Linda Lovern FairchildCetera Advisor Networks LLCSummit Brokerage Services, Inc.$6709-20-2019
Lee Evan SussmanCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Clarence Ronald Patton Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James Anthony TomikCetera Advisor Networks LLCSummit Brokerage Services, Inc.$4309-20-2019
Luther Hirschy Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Hal LippmanCetera Advisor Networks LLCSummit Brokerage Services, Inc.$6009-20-2019
Glen Evan MorrisCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
John James Meany IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Thomas Roe OldtCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Sherril Ann MorseCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Michael Charles ShutowickCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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