Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bernard KieselCetera Advisor Networks LLCQuestar Capital Corporation$2509-03-2015
Bradley Raymond KonopaskeCetera Advisor Networks LLCAdvisorNet Wealth Management12-01-2015
Bruno PerazaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$2510-29-2019
Correna Louise PedleyCetera Advisor Networks LLCWoodbury Financial Services, Inc.09-26-2019
Dalton Robert GarrisonCetera Advisor Networks LLCLPL Financial LLC12-13-2019
David Steven KrasnoffCetera Advisor Networks LLCQuestar Capital Corporation01-22-2019
Don KalogerasCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Frank James ParkerCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated04-14-2015
Garth Ovead MoreauCetera Advisor Networks LLCEdward Jones$5011-17-2014
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
James PhillipsCetera Advisor Networks LLCPNC Investments$2511-30-2012
Karin Anderson GrablinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$2507-17-2019
Kenneth BernsteinCetera Advisor Networks LLCNorth Ridge Securities Corp.01-24-2019
Lance Sherril HemmerCetera Advisor Networks LLCCoordinated Capital Securities, Inc.11-08-2016
Michael J MillamCetera Advisor Networks LLCSagePoint Financial, Inc.03-31-2014
Paul Scott PaskaCetera Advisor Networks LLCNorthern Lights Distributors, LLC12-01-2015
Robert Edwin Thrift JrCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-22-2019
Stephen Joseph MartinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC07-17-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.