Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edwin Thrift Jr.Cetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-22-2019
Correna Louise PedleyCetera Advisor Networks LLCWoodbury Financial Services, Inc.09-26-2019
Kenneth BernsteinCetera Advisor Networks LLCNorth Ridge Securities Corp.01-24-2019
Don KalogerasCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Kristen Elizondo RainoneCetera Advisor Networks LLCCadwell Wealth Asset Management, LLC07-23-2018
Amy Rebecca Owen CadwellCetera Advisor Networks LLCCadwell Wealth Asset Management, LLC07-23-2018
Laurence Jay EpsteinCetera Advisor Networks LLCUnited Capital Financial Advisers10-25-2017
Lee Charles BroylesCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-05-2017
Lance Sherril HemmerCetera Advisor Networks LLCCoordinated Capital Securities, Inc.11-08-2016
Richard Brian DorfmanCetera Advisor Networks LLCSummit Brokerage Services, Inc.02-26-2016
Paul Scott PaskaCetera Advisor Networks LLCNorthern Lights Distributors, LLC12-01-2015
Adam Benjamin MayfieldCetera Advisor Networks LLCSunTrust Investment Services, Inc.04-30-2015
Max R. GarrisonCetera Advisor Networks LLCLPL Financial LLC$10012-13-2019
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
Jeffrey Alan ClarkCetera Advisor Networks LLCMML Investors Services, LLC$10002-22-2017
Christopher George NicholsCetera Advisor Networks LLCLPL Financial LLC$10001-17-2017
Ryan Lee BuckleCetera Advisor Networks LLCEdward Jones$10012-16-2013
Edward Joseph OsborneCetera Advisor Networks LLCMetLife Securities Inc.$10003-11-2009
Robert Paul BarthelsCetera Advisor Networks LLCNorth Ridge Securities Corp.$15001-24-2019
Bruno PerazaCetera Advisor Networks LLCRaymond James Financial Services, Inc.$25010-29-2019
Thomas Stanley HedrickCetera Advisor Networks LLCWoodbury Financial Services, Inc.$25009-26-2019
Karin Anderson GrablinCetera Advisor Networks LLCSRQ Wealth Advisory, LLC$25007-17-2019
Bernard KieselCetera Advisor Networks LLCQuestar Capital Corporation$25009-03-2015
Timothy BuchananCetera Advisor Networks LLCBCI WEALTH & ASSET MANAGEMENT$25009-12-2014
James PhillipsCetera Advisor Networks LLCPNC Investments$25011-30-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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