Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Leigh FisherCetera Investment Services LLCCUNA Brokerage Services, Inc.02-04-2014
Steven Robert NordbeckCetera Investment Services LLCCUNA Brokerage Services, Inc.02-05-2014
Christina Beth PelletierCetera Investment Services LLCCUNA Brokerage Services, Inc.02-07-2014
Jared Kenneth KirbyCetera Investment Services LLCEdward Jones02-27-2014
Micol Robert PetersonCetera Investment Services LLCBB&T Investment Services, Inc.05-30-2014
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Neil Ira KobrinCetera Investment Services LLCWells Fargo Clearing Services, LLC07-06-2015
Anthony Joseph KowalskiCetera Investment Services LLCInvestment Centers of America, Inc.09-21-2015
Victor J. FurnissCetera Investment Services LLCJ.P. Morgan Securities LLC09-28-2015
Francisco J. Fernandez LeonCetera Investment Services LLCOriental Financial Services Corp.12-02-2015
Andrew Michel DenisCetera Investment Services LLCAsset Management Financial Services Inc.$10008-10-2016
Michael William SimonianCetera Investment Services LLCKey Investment Services LLC10-06-2016
Rene Jose CrespoCetera Investment Services LLCEdward Jones01-05-2017
Dawn Marie GanttCetera Investment Services LLCSunTrust Investment Services, Inc.03-01-2017
Juan Pablo MontoyaCetera Investment Services LLCPNC Investments05-23-2017
Gregory M. GreeneCetera Investment Services LLCBB&T Investment Services, Inc.09-25-2017
Jeannier Antonio OliveiraCetera Investment Services LLCEdward Jones01-05-2018
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
John Fitzgerald GreccoCetera Investment Services LLCCUNA Brokerage Services, Inc.09-17-2018
Nicholas Daniel Manukas Jr.Cetera Investment Services LLCUSAA Investment Management Company$5011-13-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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