Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Lee CantwellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
John Lee BittingCharles Schwab & Co., Inc.USAA Investment Services Company07-06-2020
Rene Eric ArandaCharles Schwab & Co., Inc.USAA Investment Services Company05-26-2020
Bendigo Paul AgnewCharles Schwab & Co., Inc.USAA Investment Services Company05-26-2020
Ryan Joseph BaileyCharles Schwab & Co., Inc.Robinhood Financial, LLC03-10-2020
Eric Patrick MosesCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors03-02-2020
Kristian Jesse GarciaCharles Schwab & Co., Inc.Edward Jones01-31-2020
Tucker Frederick DooleyCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.07-24-2019
Biron Harrison SmytheCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-11-2019
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Susan Mya-San JonesCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.05-13-2019
Matthew David BoyleCharles Schwab & Co., Inc.Edward Jones01-22-2019
Edward BurgosCharles Schwab & Co., Inc.Morgan Stanley01-18-2019
Everett K BarneyCharles Schwab & Co., Inc.USAA Investment Services Company01-03-2019
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Joel Nicholas FonsecaCharles Schwab & Co., Inc.Edward Jones12-04-2018
Adam Shane BreazealeCharles Schwab & Co., Inc.Fifth Third Securities, Inc.11-02-2018
Kevin M WingCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.10-29-2018
Edward Lonnie Dover IVCharles Schwab & Co., Inc.Moors & Cabot, Inc.10-26-2018
Steven Paul SaundersCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.09-05-2018
Anthony J DecotisCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Amanda Jean MillerCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.08-01-2018
Idaliz Diaz GodineauxCharles Schwab & Co., Inc.PNC Investments07-05-2018
Greggory Scott TaborCharles Schwab & Co., Inc.NYLIFE Securities LLC06-04-2018
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.