Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Joseph BaileyCharles Schwab & Co., Inc.Robinhood Financial, LLC03-10-2020
John Joseph RosenfeldCharles Schwab & Co., Inc.Singer Wealth Advisors Inc.03-05-2020
Eric Patrick MosesCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors03-02-2020
Walter Marcel TaylorCharles Schwab & Co., Inc.PNC Investments$7502-03-2020
Kristian Jesse GarciaCharles Schwab & Co., Inc.Edward Jones01-31-2020
Cinthya Pamela BrodzikowskiCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC08-19-2019
Tucker Frederick DooleyCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.07-24-2019
Biron Harrison SmytheCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-11-2019
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Susan Mya-San JonesCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.05-13-2019
Joshua Morgan SnyderCharles Schwab & Co., Inc.Foresters Financial Services, Inc.04-25-2019
Matthew David BoyleCharles Schwab & Co., Inc.Edward Jones01-22-2019
Paul Gerard JonesCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Everett K. BarneyCharles Schwab & Co., Inc.USAA Investment Management Company01-03-2019
Matthew John CeballosCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC01-03-2019
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Joel Nicholas FonsecaCharles Schwab & Co., Inc.Edward Jones12-04-2018
Jeffrey Thomas DayCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors11-05-2018
Adam Shane BreazealeCharles Schwab & Co., Inc.Fifth Third Securities, Inc.11-02-2018
Kevin M. WingCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.10-29-2018
Edward Lonnie Dover IVCharles Schwab & Co., Inc.Moors & Cabot, Inc.10-26-2018
Christopher Harrington David CooperCharles Schwab & Co., Inc.Raymond James & Associates, Inc.10-10-2018
Ken Thanh Hung NgoCharles Schwab & Co., Inc.J.P. Morgan Securities LLC09-26-2018
Steven Paul SaundersCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.09-05-2018
Next Page »

Showing 1 to 25 of 127 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.