Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph ToenjesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Nancy Anne CarrollChase Investment Services Corp.SunTrust Investment Services, Inc.07-16-2012
Erik Christopher BarnettChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2012
Joseph Charles Sing PoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2012
Daniel Vidal AlvarezChase Investment Services Corp.Signator Investors, Inc.05-01-2012
James Harding CraigChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2012
Andrew Phillip FloranceChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2012
Joseph Gerard Paiva Jr.Chase Investment Services Corp.SunTrust Investment Services, Inc.04-01-2012
Chad Richard MyersChase Investment Services Corp.Edward Jones03-26-2012
Amy Ellen LopezChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2012
Alison Jane BowesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
James Wayne RagsdaleChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2012
Rebecca Marie LieberherChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-24-2012
Camilo Augusto VilchezChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Ulises MontanaChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Paula B NuxolChase Investment Services Corp.LPL Financial LLC11-21-2011
Evelyn Sunilda FloresChase Investment Services Corp.Edward Jones08-22-2011
Jason Nickolas GeislerChase Investment Services Corp.Pruco Securities, LLC.08-08-2011
Carlos Alberto AguiarChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2011
Chris Salvador CaliaChase Investment Services Corp.PNC Investments08-01-2011
Fabricio Miguel JimenezChase Investment Services Corp.SunTrust Investment Services, Inc.08-01-2011
Maurice MartinezChase Investment Services Corp.CBG Financial Group, Inc07-29-2011
Alberto Enrique CristanchoChase Investment Services Corp.Southeast Investments, N.C., Inc.07-18-2011
Marcos R EspinosaChase Investment Services Corp.MetLife Securities Inc.07-18-2011
Paul Gerard JonesChase Investment Services Corp.SunTrust Investment Services, Inc.07-18-2011
Next Page »

Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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