Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph ToenjesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Claudia Fiorella KuanChase Investment Services Corp.Chase Investment Services Corp.07-24-2012
Nancy Anne CarrollChase Investment Services Corp.SunTrust Investment Services, Inc.07-16-2012
Erik Christopher BarnettChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2012
Joseph C. Sing PoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2012
Daniel Vidal AlvarezChase Investment Services Corp.Signator Investors, Inc.05-01-2012
James Harding CraigChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2012
Andrew Phillip FloranceChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2012
Chad Richard MyersChase Investment Services Corp.Edward Jones03-26-2012
Amy Ellen LopezChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2012
Alison Jane BowesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
James Wayne RagsdaleChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-01-2012
Rebecca Marie LieberherChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-24-2012
Ulises MontanaChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Camilo Augusto VilchezChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Paula B NuxolChase Investment Services Corp.LPL Financial LLC$1011-21-2011
Guss J. PappasChase Investment Services Corp.PNC Investments11-01-2011
Evelyn Sunilda FloresChase Investment Services Corp.Edward Jones08-22-2011
Jason N GeislerChase Investment Services Corp.Pruco Securities, LLC.08-08-2011
Chris Salvador CaliaChase Investment Services Corp.PNC Investments08-01-2011
Carlos Alberto AguiarChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2011
Fabricio Miguel JimenezChase Investment Services Corp.SunTrust Investment Services, Inc.08-01-2011
Maurice MartinezChase Investment Services Corp.CBG Financial Group, Inc07-29-2011
Alberto Enrique CristanchoChase Investment Services Corp.Southeast Investments, N.C., Inc.07-18-2011
Marcos R. EspinosaChase Investment Services Corp.MetLife Securities Inc.07-18-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.