Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Douglas FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
Cameron Sean FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
John Wilhelm HinckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10012-02-2019
Thomas John HinckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$15012-02-2019
James L HinckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC12-02-2019
Francis J Weller IIICommonwealth Financial NetworkWeller Asset Management05-17-2019
Brian Joel AkeCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Michael Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.$2503-19-2019
William Ray VerhagenCommonwealth Financial NetworkMML Investors Services, LLC$25008-10-2018
Christopher Neal YandellCommonwealth Financial NetworkInvestment Centers of America, Inc.$2510-25-2017
Robert Stuart TaylorCommonwealth Financial NetworkCambridge Investment Research, Inc.06-01-2017
Cale Branden FlageCommonwealth Financial NetworkCetera Advisors LLC06-01-2017
Alexander Stephen Lambros JrCommonwealth Financial NetworkLPL Financial LLC05-02-2016
Jacqueline June LambrosCommonwealth Financial NetworkLPL Financial LLC05-02-2016
Leslie A Evans-DunnCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-24-2015
T Kevin Taylor S Kyle TaylorCommonwealth Financial NetworkKestra Investment Services, LLC$17508-20-2015
Stephen Kyle TaylorCommonwealth Financial NetworkKestra Investment Services, LLC08-20-2015
Timothy Kevin TaylorCommonwealth Financial NetworkKestra Investment Services, LLC$15008-20-2015
Timothy Robert HaasCommonwealth Financial NetworkINVEST Financial Corporation$4001-05-2015
Daniel Robert NovotnyCommonwealth Financial NetworkStockCross Financial Services, Inc.$10004-16-2014
Kirk Fredrickson TassellCommonwealth Financial NetworkStockCross Financial Services, Inc.$2504-16-2014
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.$27304-29-2013
Richard TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$20007-26-2011
Richard Preston TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$25707-15-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.