Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Stephen Lambros JrCommonwealth Financial NetworkLPL Financial LLC05-02-2016
Brian Joel AkeCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Cale Branden FlageCommonwealth Financial NetworkCetera Advisors LLC06-01-2017
Cameron Sean FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
Christopher Neal YandellCommonwealth Financial NetworkInvestment Centers of America, Inc.$2510-25-2017
Daniel Robert NovotnyCommonwealth Financial NetworkStockCross Financial Services, Inc.$10004-16-2014
Francis J Weller IIICommonwealth Financial NetworkWeller Asset Management05-17-2019
Jacqueline June LambrosCommonwealth Financial NetworkLPL Financial LLC05-02-2016
James Douglas FreemanCommonwealth Financial NetworkFirst Allied Securities, Inc.09-21-2020
James L HinckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC12-02-2019
John Wilhelm HinckCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10012-02-2019
Kirk Fredrickson TassellCommonwealth Financial NetworkStockCross Financial Services, Inc.$2504-16-2014
Kristina Nikolayevna ShamoninaCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Laura Noel WoodsCommonwealth Financial NetworkNew England Securities$10008-31-2010
Leslie A Evans-DunnCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC08-24-2015
Lori Lantiere JohndrowCommonwealth Financial NetworkVoya Financial Advisors, Inc.$27304-29-2013
Margarita Barrera TonkinsonCommonwealth Financial NetworkSecurities America, Inc.07-15-2011
Matthew Oliver RamerCommonwealth Financial NetworkMorgan Stanley11-08-2013
Michael Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.$2503-19-2019
Paul Allen WilliamsonCommonwealth Financial NetworkFNB Brokerage Services, Inc.$5010-15-2009
Richard Preston TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$25707-15-2011
Richard TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$20007-26-2011
Robert Stuart TaylorCommonwealth Financial NetworkCambridge Investment Research, Inc.06-01-2017
Stephen Kyle TaylorCommonwealth Financial NetworkKestra Investment Services, LLC08-20-2015
T Kevin Taylor S Kyle TaylorCommonwealth Financial NetworkKestra Investment Services, LLC$17508-20-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.