Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sally N. EngelsEdward JonesPrincipal Securities, Inc.03-20-2020
Ronald Estuardo LoyoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Dakota Lee ClarkEdward JonesAXA Advisors, LLC02-28-2020
Larry Eugene FosterEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-31-2020
Jason P KoenigEdward JonesMorgan Stanley12-19-2019
Jeremy P FeraciEdward JonesTD Ameritrade, Inc.12-13-2019
Matthew Paul LangEdward JonesTD Ameritrade, Inc.11-22-2019
Jason Brooks TurnerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Hayes Patrick GriffinEdward JonesPrudential Investment Management Services LLC$1011-08-2019
Thomas F. Craig IIIEdward JonesHallmark Capital Management Inc08-30-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
James Thomas Stevenson Jr.Edward JonesLevel Four Advisory Services06-28-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Ralph E. JonesEdward JonesCetera Investment Services LLC06-14-2019
Gregory SinadinosEdward JonesNorthwestern Mutual Investment Services, LLC05-31-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Jonah Benjamin RosenthalEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Craig A WeisserEdward JonesUSAA Investment Management Company02-22-2019
Michael John DebellisEdward JonesMadison Avenue Securities, LLC02-04-2019
Peter Vincent SerianoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
David Alan SmithEdward JonesSunTrust Investment Services, Inc.10-02-2018
Steven Clark BarlowEdward JonesMorgan Stanley08-31-2018
Dana Mitchell ManleyEdward JonesUSAA Investment Management Company08-31-2018
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.