Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Einar Rinehold Andersen Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-24-2009
Michael Alexander BoudreauxEdward JonesLPL Financial LLC05-01-2009
Linda Lea CoulesEdward JonesWells Fargo Clearing Services, LLC05-11-2009
Linda Renee CollinsEdward JonesWells Fargo Clearing Services, LLC$5006-26-2009
Brian BaughmanEdward JonesUBS Financial Services Inc.07-06-2009
Lee G. CurtisEdward JonesMutual Service Corporation07-20-2009
Michael Ian TormeyEdward JonesRaymond James & Associates, Inc.$5008-11-2010
Angela Nicole WrightEdward JonesRussell Financial Services, LLC01-24-2011
Timothy T AumannEdward JonesRaymond James & Associates, Inc.$1010-28-2011
Matthew Regan DoyleEdward JonesVoya Financial Advisors, Inc.11-18-2011
John Wesley Stewart IVEdward JonesInlet Securities, LLC01-20-2012
Carol Ann NoblesEdward JonesJHS Capital Advisors, LLC04-02-2012
James Anthony SeniorEdward JonesFifth Third Securities, Inc.04-27-2012
Joseph Roland StOnge Jr.Edward JonesSignator Investors, Inc.09-28-2012
Anderson Macdonell WrenEdward JonesLPL Financial LLC07-22-2013
Joyce Lynn FalkenEdward JonesMorgan Stanley08-23-2013
Byron Charles TobiasEdward JonesJ.P. Morgan Securities LLC07-01-2014
Michael Roger EyermannEdward JonesPruco Securities, LLC.07-25-2014
Ronald ValdezEdward JonesWells Fargo Clearing Services, LLC10-03-2014
Steven Gregory ConnellEdward JonesWells Fargo Clearing Services, LLC11-07-2014
Brendan Andrew JonesEdward JonesM&T Securities, Inc.12-02-2014
Thomas J FrankelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Dwayne L. GayleEdward JonesWells Fargo Clearing Services, LLC$5001-27-2015
Richard Luigi ShawEdward JonesAllstate Financial Services, LLC03-03-2015
Donovan Emile MufdiEdward JonesSunTrust Investment Services, Inc.07-24-2015
Next Page »

Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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