Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Paul UgarteFidelity Brokerage Services LLCEdward Jones09-23-2020
Mitchell Larsen McleodFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Kristen Mabel CarithersFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2020
Anthony Brian GigliottiFidelity Brokerage Services LLCMorgan Stanley09-03-2020
Matthew Thomas CahillFidelity Brokerage Services LLCGranite Financial Partners08-28-2020
Barbara Ann PhetheanFidelity Brokerage Services LLCEquitable Advisors, LLC$15008-17-2020
Andrew James MonahanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-13-2020
Jay Steven SalamoneFidelity Brokerage Services LLCInternational Assets Investment Management, LLC08-10-2020
David Blake BarnesFidelity Brokerage Services LLCMorgan Stanley08-08-2020
Steven Ralph BeteshFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2020
Andrew Ross DraluckFidelity Brokerage Services LLCLPL Financial LLC$10007-31-2020
Brent Charles KuglerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Joseph John TrottoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2020
Colby Simon ShermanFidelity Brokerage Services LLCAllstate Financial Services, LLC07-28-2020
Edward Blake CalderinFidelity Brokerage Services LLCBrokers International Financial Services, LLC.07-27-2020
Celestin A MartinFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-23-2020
Michael S MorrisonFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC07-21-2020
Tyler Andrew BurstynFidelity Brokerage Services LLCA.G.P / Alliance Global Partners07-17-2020
Mitchell T SlaterFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-10-2020
Olga DavydchenkoFidelity Brokerage Services LLCMorgan Stanley07-08-2020
Robert Louis WyksFidelity Brokerage Services LLCUSAA Investment Services Company07-07-2020
Nicholaos J TheologisFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
Lena Kay MorimannoFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC06-24-2020
Christopher Pearron PriceFidelity Brokerage Services LLCEdward Jones06-24-2020
Aaron Mitchell LaranettoFidelity Brokerage Services LLCEquitable Advisors, LLC06-19-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.