Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M MeadowFidelity Brokerage Services LLCEdward Jones05-06-2019
Aaron Mitchell LaranettoFidelity Brokerage Services LLCEquitable Advisors, LLC06-19-2020
Alex B FarrarFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2019
Alex Manuel NegronFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC08-22-2019
Alexander Michael MataFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-25-2015
Alexander Ross FergusonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Alicia LlamazaresFidelity Brokerage Services LLCTD Ameritrade, Inc.09-05-2019
Alix BriggsFidelity Brokerage Services LLCHighTower Securities, LLC$1,00006-20-2016
Alyssa Rene AbbateFidelity Brokerage Services LLCTD Ameritrade, Inc.11-13-2019
Ana Jacqueline MasonFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC02-12-2020
Anastasiya Amons RybakFidelity Brokerage Services LLCG.F. Investment Services, LLC03-15-2018
Andrew Chester StebbinsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2019
Andrew James MonahanFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-13-2020
Andrew Jay MironFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Andrew Ross DraluckFidelity Brokerage Services LLCLPL Financial LLC$10007-31-2020
Andrew Scott BocksteinFidelity Brokerage Services LLCDinosaur Financial Group, L.L.C$5005-14-2020
Angela Brown CrottoFidelity Brokerage Services LLCPark Avenue Securities LLC07-23-2018
Angelo C RannazzisiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2013
Anthony Brian GigliottiFidelity Brokerage Services LLCMorgan Stanley09-03-2020
Arman Ellahi MazumdarFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2017
Armando Humberto BermudezFidelity Brokerage Services LLCHSBC Securities (USA) Inc.06-17-2020
Barbara Ann PhetheanFidelity Brokerage Services LLCEquitable Advisors, LLC$15008-17-2020
Blake Estep BrewerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Boban TunjicFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
Bradley R SwansonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2015
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Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.