Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$2504-29-2019
Timothy Jay MadiganGWN Securities Inc.Lincoln Investment02-01-2019
Shavard Joseph BranamGWN Securities Inc.Hornor, Townsend & Kent, LLC01-31-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
David Ray GriffinGWN Securities Inc.Cetera Financial Specialists LLC01-18-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Kenneth Wesley MorrisonGWN Securities Inc.Foresters Equity Services, Inc.10-26-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Joyce- Charisse Aohoku LoudenGWN Securities Inc.PNC Investments10-10-2018
Fernando Efrain RecaldeGWN Securities Inc.Securian Financial Services, Inc.05-17-2018
Charles Thomas StacyGWN Securities Inc.Cadaret, Grant & Co., Inc.$104-13-2018
Tilden Lester SowdonGWN Securities Inc.The O.N. Equity Sales Company03-19-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Leslie Bernard RubinGWN Securities Inc.Cetera Financial Specialists LLC$601-16-2018
Joshua Philip ZemskyGWN Securities Inc.MML Investors Services, LLC01-05-2018
Donald Dean GilsonGWN Securities Inc.Voya Financial Advisors, Inc.$101-03-2018
Anthony Gordon HillmanGWN Securities Inc.Lincoln Investment10-02-2017
Taylor Legare KollenGWN Securities Inc.Voya Financial Advisors, Inc.$108-18-2017
Joseph Lee HamnerGWN Securities Inc.AXA Advisors, LLC08-14-2017
Jeffrey David FeldGWN Securities Inc.AXA Advisors, LLC03-13-2017
William Haug PatersonGWN Securities Inc.Advanced Advisor Group, LLC02-09-2017
Marcin Filip SwiderskiGWN Securities Inc.Legend Equities Corporation$108-12-2016
Khoren Moses OuzounianGWN Securities Inc.LPL Financial LLC05-13-2016
William Joseph ForsythGWN Securities Inc.WM Smith & Co.02-23-2016
Next Page »

Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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