Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward PickarskiGWN Securities Inc.Parkland Securities, LLC07-17-2020
Michael Josh PickarskiGWN Securities Inc.Parkland Securities, LLC07-17-2020
Christopher Allen BermejoGWN Securities Inc.MML Investors Services, LLC04-14-2020
Mark M HoffmanGWN Securities Inc.Equitable Advisors, LLC02-21-2020
Nancy Ann WilkinsGWN Securities Inc.Royal Alliance Associates, Inc.02-20-2020
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Timothy Joseph GuaraldiGWN Securities Inc.Nationwide Securities, LLC01-30-2020
Ericka Marina De La PazGWN Securities Inc.Thrivent Investment Management Inc.11-25-2019
Kimberly Elaine SaundersGWN Securities Inc.Voya Financial Advisors, Inc.11-20-2019
Jimmy Ray JenkinsGWN Securities Inc.Ameritas Investment Company, LLC10-08-2019
Jeff Harold AllebachGWN Securities Inc.Ameritas Investment Company, LLC09-11-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Company, LLC08-16-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Company, LLC08-13-2019
Terry Ross CoapstickGWN Securities Inc.Ameritas Investment Company, LLC08-01-2019
Michael Alan GillissGWN Securities Inc.Ameritas Investment Company, LLC08-01-2019
Steven Phillip FischerGWN Securities Inc.Cetera Financial Specialists LLC06-27-2019
Angel SimpsonGWN Securities Inc.Equitable Advisors, LLC06-27-2019
Odoll Van Williams JrGWN Securities Inc.Voya Financial Advisors, Inc.05-21-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Leonard Marion Spalding IiiGWN Securities Inc.Lincoln Investment$2504-29-2019
James Patrick OneilGWN Securities Inc.Avantax Investment Services, Inc.$2502-19-2019
Shavard Joseph BranamGWN Securities Inc.Hornor, Townsend & Kent, LLC01-31-2019
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Simon Pieter VlasGWN Securities Inc.Equitable Advisors, LLC10-31-2018
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.