Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ericka Marina De La PazGWN Securities Inc.Thrivent Investment Management Inc.11-25-2019
Kimberly Elaine SaundersGWN Securities Inc.Voya Financial Advisors, Inc.11-20-2019
Glenn Joseph HoelscherGWN Securities Inc.Ameritas Investment Corp.11-01-2019
Jimmy Ray JenkinsGWN Securities Inc.Ameritas Investment Corp.10-08-2019
Richard Gerald ColemanGWN Securities Inc.H. Beck, Inc.09-30-2019
Miles Haberle Bresee IIIGWN Securities Inc.Ameritas Investment Corp.$10009-27-2019
Daniel William WorthingtonGWN Securities Inc.Private Client Services, LLC09-18-2019
Jeff Harold AllebachGWN Securities Inc.Ameritas Investment Corp.09-11-2019
Jane Theresa KrierGWN Securities Inc.Vanderbilt Securities, LLC08-29-2019
Robert John SlezakGWN Securities Inc.Ameritas Investment Corp.08-26-2019
Kathie Jeanne GallagherGWN Securities Inc.Ameritas Investment Corp.08-25-2019
Linda Wheatley PremoGWN Securities Inc.Ameritas Investment Corp.08-23-2019
Justin HeaslipGWN Securities Inc.VALIC Financial Advisors, Inc.08-20-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Corp.$10008-16-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
David Andrew ZelanoGWN Securities Inc.Nationwide Securities, LLC08-02-2019
Terry Ross CoapstickGWN Securities Inc.Ameritas Investment Corp.$10008-01-2019
Sean Kevin ReddingtonGWN Securities Inc.Nationwide Securities, LLC$25008-01-2019
Colin Downey MurrayGWN Securities Inc.Nationwide Securities, LLC$50008-01-2019
Michael Alan GillissGWN Securities Inc.Ameritas Investment Corp.08-01-2019
Mark Joseph GrahamGWN Securities Inc.Nationwide Securities, LLC08-01-2019
Gwendolyn Cornelius RobinsonGWN Securities Inc.Voya Financial Advisors, Inc.07-17-2019
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Joey Sylvester Kevin MartinGWN Securities Inc.Ameritas Investment Corp.06-28-2019
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Next Page »

Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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