Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Jeffrey SchollGWN Securities Inc.L.M. Kohn & Company01-02-2009
David Alvin BeatyGWN Securities Inc.The O.N. Equity Sales Company02-09-2009
Tyler Paul KimballGWN Securities Inc.Ameriprise Financial Services, Inc.10-19-2009
John Charles DouglasGWN Securities Inc.Medallion Investment Services, Inc.11-01-2009
Freddie David BlumenfeldGWN Securities Inc.Medallion Advisory Services, LLC11-01-2009
Sherry Lynn DalgaardGWN Securities Inc.Medallion Investment Services, Inc.11-01-2009
Eric James FischerGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Diana Lynn SerfassGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Gary Edward McClain Sr.GWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Jacob KalmowiczGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Susan J. BiemannGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
David Joseph ZaineaGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Robert Lindsey TitusGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Christine Mei-Man ChewGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Jeffery Lynn ConnerGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
William Carl ConteGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Timothy Michael WalshGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
John Thomas PierceGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Sean Michael DavisGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Joseph Anthony MatzGWN Securities Inc.Medallion Investment Services, Inc.12-01-2009
Dean Robert MoellerGWN Securities Inc.Medallion Advisory Services, LLC12-17-2009
Dennis O ThielGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Robert Ray FitzjarraldGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Richard Ellis PoynterGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
John Joseph HeaneyGWN Securities Inc.Medallion Advisory Services, LLC01-04-2010
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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