Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander SikarevichGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Anthony Gordon HillmanGWN Securities Inc.Lincoln Investment10-02-2017
Brent Randolph PowellGWN Securities Inc.Legend Equities Corporation11-16-2012
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
Charles Dean JohnsonGWN Securities Inc.Great American Advisors, Inc.$1007-01-2010
Charles Richard LocherGWN Securities Inc.Securian Financial Services, Inc.07-26-2011
Charles Robert KlimasGWN Securities Inc.Securities America, Inc.$5003-20-2014
Charles Thomas StacyGWN Securities Inc.Cadaret, Grant & Co., Inc.04-13-2018
Christine Mei-Man ChewGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Courtney Alan TurnageGWN Securities Inc.Legend Equities Corporation02-24-2014
Daniel Lentini ReyGWN Securities Inc.PlanMember Securities Corporation11-05-2013
Daniel Thomas PhillipsGWN Securities Inc.The Investment Center, Inc.11-18-2014
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
David Alvin BeatyGWN Securities Inc.The O.N. Equity Sales Company02-09-2009
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
David Joseph ZaineaGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
David Ray GriffinGWN Securities Inc.Cetera Financial Specialists LLC01-18-2019
David Vaughn McCullochGWN Securities Inc.Securities America, Inc.12-01-2010
Dean Robert MoellerGWN Securities Inc.Medallion Advisory Services, LLC12-17-2009
Debra Susan SlaterGWN Securities Inc.L.M. Kohn & Company03-19-2013
Dennis O ThielGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Derryl Melvin DurdenGWN Securities Inc.Great American Advisors, Inc.08-02-2010
Diana Lynn SerfassGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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