Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Ross TollettGWN Securities Inc.Symetra Investment Services, Inc.02-08-2010
Angel SimpsonGWN Securities Inc.Equitable Advisors, LLC06-27-2019
Anthony Gordon HillmanGWN Securities Inc.Lincoln Investment10-02-2017
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Barbara Jean TollettGWN Securities Inc.Symetra Investment Services, Inc.02-16-2010
Benjamin Jerome Capers JrGWN Securities Inc.Equitable Advisors, LLC08-03-2016
Chad Daniel BaccusGWN Securities Inc.Waddell & Reed06-20-2012
Charles Thomas StacyGWN Securities Inc.Cadaret, Grant & Co., Inc.04-13-2018
Christine Mei-Man ChewGWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
Christopher Allen BermejoGWN Securities Inc.MML Investors Services, LLC04-14-2020
Christopher Phil GannGWN Securities Inc.High Street Securities, Inc.01-07-2014
Conor Wesman SwansonGWN Securities Inc.Equitable Advisors, LLC05-05-2015
Daniel James OttoGWN Securities Inc.Raymond James & Associates, Inc.$2501-04-2010
Daniel Lentini ReyGWN Securities Inc.PlanMember Securities Corporation11-05-2013
Daniel Thomas PhillipsGWN Securities Inc.The Investment Center, Inc.11-18-2014
Dennis Peter KleinGWN Securities Inc.LPL Financial LLC06-06-2016
Digna Enid FelicianoGWN Securities Inc.J.P. Morgan Securities LLC$2507-01-2015
Eric James FischerGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Ericka Marina De La PazGWN Securities Inc.Thrivent Investment Management Inc.11-25-2019
Fernando Efrain RecaldeGWN Securities Inc.Securian Financial Services, Inc.05-17-2018
Gary Edward McClain SrGWN Securities Inc.Medallion Investment Services, Inc.$2511-02-2009
Jack S HauptmanGWN Securities Inc.Great American Advisors, Inc.07-22-2010
Jack Thomas SardegnaGWN Securities Inc.Equitable Advisors, LLC08-31-2018
James Patrick OneilGWN Securities Inc.Avantax Investment Services, Inc.$2502-19-2019
James Thomas DrewesGWN Securities Inc.Lincoln Investment$1,00008-06-2018
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.