Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Lee McCombGWN Securities Inc.Transamerica Financial Advisors, Inc03-16-2020
Vincent R. BuccellatoGWN Securities Inc.Transamerica Financial Advisors, Inc03-13-2020
Bruce Warren TooneGWN Securities Inc.AXA Advisors, LLC03-05-2020
Mark M. HoffmanGWN Securities Inc.AXA Advisors, LLC02-21-2020
Nancy Ann WilkinsGWN Securities Inc.Royal Alliance Associates, Inc.02-20-2020
Jon Michael BartholomewGWN Securities Inc.Avantax Investment Services, Inc.02-11-2020
Jaimes Lee FewerGWN Securities Inc.Nationwide Securities, LLC02-04-2020
Armando Ramon Paz JrGWN Securities Inc.MML Investors Services, LLC02-03-2020
Timothy Joseph GuaraldiGWN Securities Inc.Nationwide Securities, LLC01-30-2020
John Richard FerulloGWN Securities Inc.Nationwide Securities, LLC01-10-2020
Fritjof Konrad SteiGWN Securities Inc.Thrivent Investment Management Inc.01-09-2020
Christopher Stephen GaulinGWN Securities Inc.Nationwide Securities, LLC01-02-2020
Nicholas Michael GarofaloGWN Securities Inc.Nationwide Securities, LLC01-02-2020
Jack Corbin BerhorstGWN Securities Inc.American Century Investment Services Inc.12-12-2019
Ericka Marina De La PazGWN Securities Inc.Thrivent Investment Management Inc.11-25-2019
Glenn Joseph HoelscherGWN Securities Inc.Ameritas Investment Company, LLC11-01-2019
Paul Taylor Swails Jr.GWN Securities Inc.GWN Securities Inc.10-15-2019
Jimmy Ray JenkinsGWN Securities Inc.Ameritas Investment Company, LLC10-08-2019
Miles Haberle Bresee IIIGWN Securities Inc.Ameritas Investment Company, LLC09-27-2019
Daniel William WorthingtonGWN Securities Inc.Private Client Services, LLC09-18-2019
Jeff Harold AllebachGWN Securities Inc.Ameritas Investment Company, LLC09-11-2019
Jane Theresa KrierGWN Securities Inc.Vanderbilt Securities, LLC08-29-2019
Robert John SlezakGWN Securities Inc.Ameritas Investment Company, LLC08-26-2019
Kathie Jeanne GallagherGWN Securities Inc.Ameritas Investment Company, LLC08-25-2019
Linda Wheatley PremoGWN Securities Inc.Ameritas Investment Company, LLC08-23-2019
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.