Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. BrickerGWN Securities Inc.Edward Jones08-05-2010
Derryl Melvin DurdenGWN Securities Inc.Great American Advisors, Inc.08-02-2010
Teresa Shu Mei WangGWN Securities Inc.Great American Advisors, Inc.08-01-2010
Tommie Ray KynerdGWN Securities Inc.Great American Advisors, Inc.08-01-2010
Paul Taylor Swails Jr.GWN Securities Inc.Great American Advisors, Inc.07-02-2010
Thomas Andrew MathewsGWN Securities Inc.Great American Advisors, Inc.07-01-2010
Shannon Sue SuarezGWN Securities Inc.Lincoln Investment04-06-2010
Robert Leo Morrissey Jr.GWN Securities Inc.Lincoln Investment04-01-2010
Domenic RizziGWN Securities Inc.Lincoln Investment04-01-2010
Terrence Michael DevereauxGWN Securities Inc.Medallion Investment Services, Inc.01-12-2010
Greg A. DangarGWN Securities Inc.Medallion Advisory Services, LLC01-12-2010
Dennis O ThielGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Robert Ray FitzjarraldGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Richard Ellis PoynterGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
John Joseph HeaneyGWN Securities Inc.Medallion Advisory Services, LLC01-04-2010
Tara Marie GrillGWN Securities Inc.Transamerica Financial Advisors, Inc01-04-2010
Alexander SikarevichGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Russell Klein HoskinsGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Kenny AvenilGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Roni Roslyn WeinerGWN Securities Inc.Ensemble Financial Services, Inc.01-04-2010
Dean Robert MoellerGWN Securities Inc.Medallion Advisory Services, LLC12-17-2009
Joseph Anthony MatzGWN Securities Inc.Medallion Investment Services, Inc.12-01-2009
Eric James FischerGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Diana Lynn SerfassGWN Securities Inc.Medallion Advisory Services, LLC11-02-2009
Gary Edward McClain Sr.GWN Securities Inc.Medallion Investment Services, Inc.11-02-2009
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Showing 76 to 100 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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