Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas DrewesGWN Securities Inc.Lincoln Investment$1,00008-06-2018
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
Stephen Charles FrazerGWN Securities Inc.The Investment Center, Inc.$10011-14-2014
Muriel Ann BlakeGWN Securities Inc.PlanMember Securities Corporation$10001-02-2013
Tara Marie GrillGWN Securities Inc.Transamerica Financial Advisors, Inc$10001-04-2010
Tyler Paul KimballGWN Securities Inc.Ameriprise Financial Services, LLC$10010-19-2009
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Jack Thomas SardegnaGWN Securities Inc.AXA Advisors, LLC$5008-31-2018
Laura Lee ThompsonGWN Securities Inc.Legend Equities Corporation$5008-08-2016
Mark Brian HorevitzGWN Securities Inc.Newbridge Securities Corporation$5002-02-2015
Timothy Brian KenyonGWN Securities Inc.The Investment Center, Inc.$5011-14-2014
Tracy Lane MelderGWN Securities Inc.Securities America, Inc.$5008-01-2014
Charles Robert KlimasGWN Securities Inc.Securities America Advisors, Inc.$5003-20-2014
Paul Wayne RowlettGWN Securities Inc.Legend Equities Corporation$5001-02-2013
Gary M. TsujimotoGWN Securities Inc.Great American Advisors, Inc.$5008-02-2010
Sean Kevin ReddingtonGWN Securities Inc.Nationwide Securities, LLC$2508-01-2019
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$2504-29-2019
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Shawn William HannaGWN Securities Inc.UBS Financial Services Inc.$2510-08-2014
Richard Edgar WitherspoonGWN Securities Inc.Lincoln Investment$2511-27-2013
Loreen Audrey HaynesGWN Securities Inc.PNC Investments$2501-24-2011
Richard Michael MuccioGWN Securities Inc.GWN Securities Inc.$1007-18-2016
Michael Thomas WynnGWN Securities Inc.Royal Alliance Associates, Inc.$1012-15-2014
Jeffrey Raymond KenyonGWN Securities Inc.The Investment Center, Inc.$1011-17-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.