Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
Terry Bruce BuczkowskiGWN Securities Inc.Questar Capital Corporation$5001-02-2019
Mark Brian HorevitzGWN Securities Inc.Newbridge Securities Corporation$5002-02-2015
Tracy Lane MelderGWN Securities Inc.Securities America, Inc.$5008-01-2014
Charles Robert KlimasGWN Securities Inc.Securities America, Inc.$5003-20-2014
Nicholas J. McInteeGWN Securities Inc.New England Securities$5006-07-2010
Leonard Marion Spalding IIIGWN Securities Inc.Lincoln Investment$2504-29-2019
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Loreen Audrey HaynesGWN Securities Inc.PNC Investments$2501-24-2011
Joann MillerGWN Securities Inc.First Midwest Securities, Inc.$1001-21-2011
James Frank CaparelliGWN Securities Inc.Great American Advisors, Inc.$1008-01-2010
Charles Dean JohnsonGWN Securities Inc.Great American Advisors, Inc.$1007-01-2010
Richard Gerald ColemanGWN Securities Inc.H. Beck, Inc.09-30-2019
Jeff Harold AllebachGWN Securities Inc.Ameritas Investment Corp.09-11-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Corp.08-16-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Joey Sylvester Kevin MartinGWN Securities Inc.Ameritas Investment Corp.06-28-2019
Steven Phillip FischerGWN Securities Inc.Cetera Financial Specialists LLC06-27-2019
Odoll Van Williams Jr.GWN Securities Inc.Voya Financial Advisors, Inc.05-21-2019
Ricky Lawson CarrollGWN Securities Inc.Capital Analysts05-13-2019
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Evan Douglas GrootGWN Securities Inc.Nationwide Securities, LLC05-03-2019
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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