Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan Andrews HarigGWN Securities Inc.Legend Equities Corporation11-16-2012
John Paul JohnsonGWN Securities Inc.Legend Equities Corporation11-16-2012
Brent Randolph PowellGWN Securities Inc.Legend Equities Corporation11-16-2012
Zachary D. EgbertGWN Securities Inc.Legend Equities Corporation11-16-2012
Ryan Andrew OzataGWN Securities Inc.Legend Equities Corporation11-16-2012
Miles Albert HanburyGWN Securities Inc.VALIC Financial Advisors, Inc.06-01-2012
Jared M GruccioGWN Securities Inc.Securities Service Network, LLC03-19-2012
Jerry Lee HaynesGWN Securities Inc.Foresters Equity Services, Inc.08-11-2011
Charles Richard LocherGWN Securities Inc.Securian Financial Services, Inc.07-26-2011
Paul Michael LingenfelterGWN Securities Inc.United Planners' Financial Services of America A Limited Partner02-15-2011
Robert Michael MalinowskiGWN Securities Inc.Waddell & Reed02-07-2011
Robert Woodruff KlingbielGWN Securities Inc.Securities America, Inc.12-02-2010
Kristin Kay FinnGWN Securities Inc.Securities America, Inc.12-01-2010
David Vaughn McCullochGWN Securities Inc.Securities America, Inc.12-01-2010
Michael J. BrickerGWN Securities Inc.Edward Jones08-05-2010
Derryl Melvin DurdenGWN Securities Inc.Great American Advisors, Inc.08-02-2010
Teresa Shu Mei WangGWN Securities Inc.Great American Advisors, Inc.08-01-2010
Tommie Ray KynerdGWN Securities Inc.Great American Advisors, Inc.08-01-2010
Paul Taylor Swails Jr.GWN Securities Inc.Great American Advisors, Inc.07-02-2010
Thomas Andrew MathewsGWN Securities Inc.Great American Advisors, Inc.07-01-2010
Shannon Sue SuarezGWN Securities Inc.Lincoln Investment04-06-2010
Robert Leo Morrissey Jr.GWN Securities Inc.Lincoln Investment04-01-2010
Domenic RizziGWN Securities Inc.Lincoln Investment04-01-2010
Terrence Michael DevereauxGWN Securities Inc.Medallion Investment Services, Inc.01-12-2010
Greg A. DangarGWN Securities Inc.Medallion Advisory Services, LLC01-12-2010
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Showing 76 to 100 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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