Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Ann ParisiH. Beck, Inc.The Huntington Investment Company01-16-2019
Robert Willis LesterH. Beck, Inc.Waddell & Reed$5010-26-2018
James Penn Van PuttenVinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Philip B. PashoH. Beck, Inc.Waddell & Reed$2505-01-2018
Johnny Angel CantuH. Beck, Inc.INVEST Financial Corporation12-12-2017
Michael Stephen WallmanH. Beck, Inc.Investors Capital Corp.$2509-13-2016
Lance Don RobertsH. Beck, Inc.SagePoint Financial, Inc.06-06-2016
Michelle J Marcus CrossH. Beck, Inc.Ameriprise Financial Services, LLC04-22-2016
Maurice C WildeH. Beck, Inc.MetLife Securities Inc.$10003-24-2016
Esther Kuznetz HaltH. Beck, Inc.Raymond James Financial Services, Inc.11-26-2014
Christopher Montgomery PayneH. Beck, Inc.Ryder Capital, Inc.04-10-2014
Christopher Ford WendlandH. Beck, Inc.Next Financial Group, Inc.09-01-2011
Walter Thomas ScarbroughH. Beck, Inc.Woodbury Financial Services, Inc.01-03-2011
Daniel Xavier NameyH. Beck, Inc.FSC Securities Corporation$5001-05-2010
Trisha Ann BaileyH. Beck, Inc.FSC Securities Corporation01-04-2010
Lois A. BratkovichH. Beck, Inc.FSC Securities Corporation01-04-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.