Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Lee AtkinsonInfinex Investments, Inc.SunTrust Investment Services, Inc.$10011-03-2009
Christine Schamp HollonInfinex Investments, Inc.BB&T Investment Services, Inc.01-19-2010
Tracy Joseph Mandart Jr.Infinex Investments, Inc.Janney Montgomery Scott LLC$50006-16-2011
Deborra Lee BarbeeInfinex Investments, Inc.Uvest Financial Services Group, Inc.07-12-2011
WILLIAM BRUCE FLOYD JRInfinex Investments, Inc.Uvest Financial Services Group, Inc.07-12-2011
Tim Edwin BrownInfinex Investments, Inc.Uvest Financial Services Group, Inc.07-12-2011
Georgia S. DavisInfinex Investments, Inc.Uvest Financial Services Group, Inc.07-12-2011
CARA SOLIMINE RHODESInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2011
Robert Stanley SizemoreInfinex Investments, Inc.Commonwealth Financial Network$15001-18-2012
Evaldo Jose GuillamaInfinex Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-03-2012
William Stanley Campbell Jr.Infinex Investments, Inc.LPL Financial LLC10-31-2012
Isabelle Sandrine GrardInfinex Investments, Inc.BB&T Investment Services, Inc.05-16-2013
Bonnie Baldauf ParkerInfinex Investments, Inc.SunTrust Investment Services, Inc.$15006-10-2013
Clayton William MckownInfinex Investments, Inc.LPL Financial LLC01-30-2014
Richard Michael Waters Jr.Infinex Investments, Inc.LPL Financial LLC$50002-28-2014
Nathaniel W. AdamsInfinex Investments, Inc.Investors Capital Corp.$10002-24-2016
Jorge Luis AlfonsoInfinex Investments, Inc.Deutsche Bank Securities Inc.$15006-29-2016
Alvaro Mauricio JironInfinex Investments, Inc.J.P. Morgan Securities LLC07-05-2016
John Alexander LaurentInfinex Investments, Inc.Fifth Third Securities, Inc.02-17-2017
Daniel Rory WeinsteinInfinex Investments, Inc.AXA Advisors, LLC03-20-2017
Christopher Casey FloydInfinex Investments, Inc.Allen & Company of Florida, LLC04-04-2017
Scott Mccomb WindsorInfinex Investments, Inc.BB&T Investment Services, Inc.$15005-16-2017
Jessica Delia RodriguezInfinex Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-12-2017
SEAN PATRICK BARRYInfinex Investments, Inc.INVEST Financial Corporation10-03-2017
Umar Farooq AliInfinex Investments, Inc.LPL Financial LLC10-30-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.