Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Warren FleccaInternational Assets Advisory, LLCCetera Advisors LLC11-27-2019
Jay Paul JensenInternational Assets Advisory, LLCGlobal View Capital Management, LTD11-15-2019
Walter Barry CristInternational Assets Advisory, LLCConcorde Investment Services, LLC11-14-2019
Lee Anthony SilerInternational Assets Advisory, LLCPrimary Capital, LLC10-10-2019
Jay Steven SalamoneInternational Assets Advisory, LLCG. A. Repple & Company10-10-2019
Eldridge Michael Bourque Jr.International Assets Advisory, LLCEdward Jones10-08-2019
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Henry Arthur TaylorInternational Assets Advisory, LLCMoloney Securities Co., Inc.05-20-2019
Sara Jean LalandeInternational Assets Advisory, LLCHarbor Financial Services, LLC05-01-2019
Cynthia A. PulverInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments02-05-2019
John David JensenInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments02-05-2019
Esther Kuznetz HaltInternational Assets Advisory, LLCH. Beck, Inc.01-03-2019
Lisa A SamuelsInternational Assets Advisory, LLCSecurian Financial Services, Inc.08-01-2018
Billal AdamInternational Assets Advisory, LLCMorgan Stanley06-21-2018
John Timothy ClarkeInternational Assets Advisory, LLCH. Beck, Inc.01-16-2018
LAURIE ANN ELLIS-MCLEODInternational Assets Advisory, LLCH. Beck, Inc.01-10-2018
Richard Jay WeissInternational Assets Advisory, LLCCantella & Co., Inc.01-02-2018
Stanley LeconteInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.12-05-2017
David Brian Legacy Jr.International Assets Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2017
Randyl Robert TaberInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.06-26-2017
Daniel Gregory DivicoInternational Assets Advisory, LLCSecurities America, Inc.05-19-2017
Alvin Lartigue CastroInternational Assets Advisory, LLCHayden Royal04-18-2017
Robert Burel West IIInternational Assets Advisory, LLCEdward Jones04-10-2017
Bryan Christopher LightseyInternational Assets Advisory, LLCAXA Advisors, LLC03-01-2016
Next Page »

Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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