Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Charles MorenzInvestacorp, Inc.Securities America, Inc.02-26-2009
Neil Brian GreenbergInvestacorp, Inc.Chase Investment Services Corp.05-11-2009
James Haick IIIInvestacorp, Inc.Commonwealth Financial Network06-18-2009
Kevin Patrick FitzgeraldInvestacorp, Inc.Berthel, Fisher & Company Financial Services, Inc.08-24-2009
Nicholas AligizakisInvestacorp, Inc.Nationwide Planning Associates Inc.02-22-2010
William T. Adamski Jr.Investacorp, Inc.New England Securities$1006-08-2010
Kevin Justin HolmesInvestacorp, Inc.Brookstone Securities, Inc.07-14-2010
Violeta B. SaludInvestacorp, Inc.Allen & Company of Florida, Inc.$1007-28-2010
Mark Anthony SolisInvestacorp, Inc.LPL Financial LLC12-08-2010
John George ChessInvestacorp, Inc.Investors Capital Corp.01-03-2011
Candy D. MurphyInvestacorp, Inc.Raymond James & Associates, Inc.$1001-28-2011
Michael James BonnoughInvestacorp, Inc.Allstate Financial Services, LLC$1006-07-2011
Willie Joe HowardInvestacorp, Inc.Edward Jones$2506-10-2011
Mario LivecchiInvestacorp, Inc.Wells Fargo Clearing Services, LLC06-27-2011
William Franklin Richardson Jr.Investacorp, Inc.Geneos Wealth Management, Inc.01-05-2012
Samuel Lee Collins IIIInvestacorp, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2012
Stephen Andrew KilpatrickInvestacorp, Inc.BrokersXpress LLC$15006-01-2012
Gary Robert SaxInvestacorp, Inc.Nfp Advisor Services08-23-2012
Francis Vincent VitellaroInvestacorp, Inc.Wells Fargo Clearing Services, LLC09-10-2012
Cory J. DavisInvestacorp, Inc.Northwestern Mutual Investment Services, LLC09-11-2012
Arik BotierInvestacorp, Inc.J.P. Turner & Company, L.L.C.03-05-2013
Charlene Denise MontsInvestacorp, Inc.Andes Capital Group, LLC03-15-2013
William Robert JohnstonInvestacorp, Inc.Wells Fargo Advisors Financial Network, LLC$2506-27-2013
Leon Ricardo AvilaInvestacorp, Inc.LPL Financial LLC10-21-2013
Robert Settimio CupelloInvestacorp, Inc.New England Securities11-01-2013
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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