Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam SmithInvestacorp, Inc.IFS Advisory, LLC09-20-2019
Andy S. RampersaudInvestacorp, Inc.Cambridge Investment Research, Inc.$15006-27-2014
Arik BotierInvestacorp, Inc.J.P. Turner & Company, L.L.C.03-05-2013
Bradford Harold LeblancInvestacorp, Inc.Cetera Advisors LLC02-17-2017
Brandon Charles MorenzInvestacorp, Inc.Securities America, Inc.02-26-2009
Candy D. MurphyInvestacorp, Inc.Raymond James & Associates, Inc.$1001-28-2011
Charlene Denise MontsInvestacorp, Inc.Andes Capital Group, LLC03-15-2013
Charles Ernest Proutey Jr.Investacorp, Inc.SII Investments, Inc.08-22-2014
Christopher M PayerInvestacorp, Inc.Kestra Investment Services, LLC01-07-2016
Cory J. DavisInvestacorp, Inc.Northwestern Mutual Investment Services, LLC09-11-2012
Dana Austin WrightInvestacorp, Inc.LPL Financial LLC03-18-2014
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Darrell Paul LongInvestacorp, Inc.INVEST Financial Corporation02-26-2014
David Charles MillerInvestacorp, Inc.Calton & Associates, Inc.06-15-2017
David Roland CloggInvestacorp, Inc.Chapin, Davis06-20-2014
Douglas W. McCallInvestacorp, Inc.Ameritas Investment Corp.01-08-2018
Dustin Alan JonesInvestacorp, Inc.SECU Brokerage Services01-07-2014
Earl David HensleyInvestacorp, Inc.LPL Financial LLC04-16-2018
Francis Vincent VitellaroInvestacorp, Inc.Wells Fargo Clearing Services, LLC09-10-2012
Garth Anthony IveyInvestacorp, Inc.Lincoln Financial Securities Corporation11-29-2013
Gary Robert SaxInvestacorp, Inc.Nfp Advisor Services08-23-2012
Gwen B. GarrisonInvestacorp, Inc.Kovack Securities Inc.12-01-2014
Ian Eugene JamesInvestacorp, Inc.Summit Brokerage Services, Inc.07-29-2014
James Edward MillerInvestacorp, Inc.INVEST Financial Corporation01-21-2014
James Haick IIIInvestacorp, Inc.Commonwealth Financial Network06-18-2009
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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