Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricardo D Cases-GallardoJ.P. Morgan Securities LLCEquitable Advisors, LLC09-21-2020
Robert Allen BrownJ.P. Morgan Securities LLCNavy Federal Brokerage Services, LLC$15009-21-2020
Pharlande JosephJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Zarko IvanovJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-28-2020
Steven David LehrerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Christian Habib GreenJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2020
Kevin J SerciaJ.P. Morgan Securities LLCLPL Financial LLC08-12-2020
Alexandra SmithJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Andrew D WinakerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2020
Trevor Yulee CameronJ.P. Morgan Securities LLCPNC Investments$15005-20-2020
Alexandra Marie ValentinJ.P. Morgan Securities LLCUBS Financial Services Inc.04-14-2020
Gina Anne HahnJ.P. Morgan Securities LLCNYLIFE Securities LLC03-12-2020
Theodore PeroulakisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Justin GirardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Michael G BourgeoisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Robert DanionJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Ruben M RodriguezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Corey Ryan BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2020
Patrick DurhamJ.P. Morgan Securities LLCRBC Capital Markets, LLC$1502-07-2020
Rafael Cesar BlancoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-03-2020
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
Santiago AgudeloJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Kennedy SherlesJ.P. Morgan Securities LLCMorgan Stanley$1912-20-2019
Anthony M CapitanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-16-2019
Leinzs Fredda VincentJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.