Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan Desimone Jr.J.P. Morgan Securities LLCAllstate Financial Services, LLC10-01-2015
Lynnel Kyra FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$15008-23-2013
Caterina Maria GomezJ.P. Morgan Securities LLCAustin Atlantic Capital Inc.01-16-2013
Eduardo Luciano Souza De RufatoJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2016
Marcela ViecoJ.P. Morgan Securities LLCAXA Advisors, LLC05-03-2016
Acisclo Francisco FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Brian Edward FrambesJ.P. Morgan Securities LLCAXA Advisors, LLC02-08-2016
Ethan Misho CampbellJ.P. Morgan Securities LLCAXA Advisors, LLC11-19-2014
Cesar Manuel HernandezJ.P. Morgan Securities LLCAXA Advisors, LLC11-17-2014
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$15001-15-2014
Kevin Crawford DunnJ.P. Morgan Securities LLCAXA Advisors, LLC08-16-2013
Elchin Akram BagirovJ.P. Morgan Securities LLCAXA Advisors, LLC$107-09-2013
Jessica Siqueira ManzanoJ.P. Morgan Securities LLCBAC Florida Investments$104-09-2013
Michael Joseph Bonner Jr.J.P. Morgan Securities LLCBanc of America Investment Services, Inc.04-14-2009
Bella KhamitsaevaJ.P. Morgan Securities LLCBb&T Investment Services, Inc.12-14-2017
Jeffrey James LoperfidoJ.P. Morgan Securities LLCBB&T Investment Services, Inc.05-25-2016
Daniel Andrew HoffeJ.P. Morgan Securities LLCBB&T Investment Services, Inc.09-05-2013
James Edward KostivalJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15006-19-2013
Adam Darrin SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15010-26-2012
Nicholas BarulicJ.P. Morgan Securities LLCBBVA Securities Inc.09-12-2017
Vanessa Ingalill McdermottJ.P. Morgan Securities LLCBeta Capital Securities LLC09-25-2015
Lisa Carol NagelJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.$15006-17-2013
Juan Pablo DuqueJ.P. Morgan Securities LLCBNP Paribas Investment Services, LLC08-01-2013
Saba McmillianJ.P. Morgan Securities LLCCapital One Investment Services LLC01-12-2015
Kenneth Alan ButdorfJ.P. Morgan Securities LLCCetera Investment Services LLC10-24-2016
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Showing 1 to 25 of 236 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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